# MPI Wealth Management LLC

> MPI Wealth Management LLC is an SEC-registered investment advisory firm in Hinsdale, IL, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 21, 2026.

- CRD: 301011
- Filed as: MPI WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hinsdale, IL
- Filing period: October 2026
- Form ADV filing dated: May 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301011
- AdvisorCensus page: https://advisorcensus.com/firm/mpi-wealth-management-llc-hinsdale-il-301011

## Quick answers

**How is MPI Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), MPI Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; commissions.

**Where is MPI Wealth Management LLC located?**
MPI Wealth Management LLC's principal office is in Hinsdale, IL, according to its Form ADV.

**Is MPI Wealth Management LLC registered with the SEC or a state?**
MPI Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301011.

**How much does MPI Wealth Management LLC manage?**
MPI Wealth Management LLC reports $233,597,123 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (100% discretionary).

**How have MPI Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for MPI Wealth Management LLC: Regulatory assets under management: $173,147,474 in the October 2021 data and $233,597,123 in the October 2026 data, up 35%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MPI Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (93); individuals (other than high net worth individuals) (43); insurance companies (6).

**Which custodians does MPI Wealth Management LLC use?**
MPI Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fifth Third Bank as custodians holding 10% or more of its separately managed account assets.

**Does MPI Wealth Management LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301011

**Does MPI Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "MPI Wealth has a minimum account size of $1 million. MPI Wealth, in its sole discretion, may negotiate to waive its stated account minimum based upon certain criteria"

**What changed in MPI Wealth Management LLC's recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in FL, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> MPI Wealth has a minimum account size of $1 million. MPI Wealth, in its sole discretion, may negotiate to waive its stated account minimum based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fifth Third Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $233,597,123
- Discretionary: $233,597,123
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $15,276,639 |
| High net worth individuals | 93 | $111,301,193 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $5,399,239 |
| Charitable organizations | 5 | $4,277,949 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $1,481,746 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 6 | $77,460,896 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 6 | $18,399,461 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: DE, FL, IL, MI, NJ, NY, TX
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301011

### Websites listed on Form ADV (Item 1.I)
- mpiwealthmanagement.com
- LinkedIn @davepequet
- LinkedIn @matt-pequet-49212b122

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $173,147,474 | 3 | March 12, 2021 |
| October 2022 | $211,225,576 | 3 | September 9, 2022 |
| October 2023 | $233,425,489 | 3 | March 28, 2023 |
| October 2024 | $247,018,126 | 3 | March 4, 2024 |
| October 2025 | $236,380,931 | 4 | March 28, 2025 |
| October 2026 | $233,597,123 | 4 | May 21, 2026 |

Regulatory assets under management: $173,147,474 in the October 2021 data and $233,597,123 in the October 2026 data, up 35%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in FL, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MPI Wealth Management LLC (CRD 301011): Form ADV filing data as of October 2026.