# Mountain Lakes Capital Management LLC

> Mountain Lakes Capital Management LLC is a state-registered investment advisory firm in Union, WA, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 299413
- Filed as: MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Union, WA
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299413
- AdvisorCensus page: https://advisorcensus.com/firm/mountain-lakes-capital-management-llc-union-wa-299413

## Quick answers

**How is Mountain Lakes Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mountain Lakes Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mountain Lakes Capital Management LLC located?**
Mountain Lakes Capital Management LLC's principal office is in Union, WA, according to its Form ADV.

**Is Mountain Lakes Capital Management LLC registered with the SEC or a state?**
Mountain Lakes Capital Management LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 299413.

**How much does Mountain Lakes Capital Management LLC manage?**
Mountain Lakes Capital Management LLC reports $1,100,000 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**What types of clients does Mountain Lakes Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Mountain Lakes Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299413

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,100,000
- Discretionary: $1,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,100,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mountainlakescapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mountain Lakes Capital Management LLC (CRD 299413): Form ADV filing data as of October 2026.