# Mountain Capital Investment Advisors Inc

> Mountain Capital Investment Advisors Inc is an SEC-registered investment advisory firm in Westminster, CO, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 21, 2026.

- CRD: 156660
- Filed as: MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westminster, CO
- Filing period: October 2026
- Form ADV filing dated: July 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156660
- AdvisorCensus page: https://advisorcensus.com/firm/mountain-capital-investment-advisors-inc-westminster-co-156660

## Quick answers

**How is Mountain Capital Investment Advisors Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Mountain Capital Investment Advisors Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is Mountain Capital Investment Advisors Inc located?**
Mountain Capital Investment Advisors Inc's principal office is in Westminster, CO, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Mountain Capital Investment Advisors Inc registered with the SEC or a state?**
Mountain Capital Investment Advisors Inc is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 156660.

**How much does Mountain Capital Investment Advisors Inc manage?**
Mountain Capital Investment Advisors Inc reports $929,106,338 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (100% discretionary).

**How have Mountain Capital Investment Advisors Inc's assets and staff changed since 2021?**
In the Form ADV data for Mountain Capital Investment Advisors Inc: Regulatory assets under management: $326,287,433 in the October 2021 data and $929,106,338 in the October 2026 data, up 185%. Total employees: 10 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mountain Capital Investment Advisors Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (883); high net worth individuals (308).

**Which custodians does Mountain Capital Investment Advisors Inc use?**
Mountain Capital Investment Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Mountain Capital Investment Advisors Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156660

**Does Mountain Capital Investment Advisors Inc state an account minimum?**
Its Form ADV Part 2A brochure dated May 20, 2026 says: "Mountain Capital generally does not impose a minimum relationship size."

**What changed in Mountain Capital Investment Advisors Inc's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in AL, SD.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 20, 2026)

- Account minimum: None

> Mountain Capital generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $929,106,338
- Discretionary: $929,106,338
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 883 | $299,412,534 |
| High net worth individuals | 308 | $629,295,476 |
| Charitable organizations | Fewer than 5 | $398,328 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 17 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, FL, GA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OK, PA, SC, SD, TN, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Glendale, CA

### Websites listed on Form ADV (Item 1.I)
- mountaincapital.us
- Facebook @MountainCapitalInvestmentAdvisors
- Instagram @mountain_capital
- LinkedIn @mountain-capital
- X @MCIA_CO
- X @mountaincapia
- YouTube @UCu4MZCcd7ODr0ZAEN_fL9xQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $326,287,433 | 10 | March 24, 2021 |
| October 2022 | $403,000,000 | 12 | March 18, 2022 |
| October 2023 | $440,000,000 | 12 | March 24, 2023 |
| October 2024 | $608,000,000 | 12 | August 29, 2024 |
| October 2025 | $744,700,000 | 14 | April 28, 2025 |
| October 2026 | $929,106,338 | 17 | July 21, 2026 |

Regulatory assets under management: $326,287,433 in the October 2021 data and $929,106,338 in the October 2026 data, up 185%.
Total employees: 10 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in AL, SD.

### April 2026
- Employees performing advisory functions went from 14 to 15.
- Regulatory assets under management went from $744,700,000 to $929,106,338 (+25%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in MD, SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mountain Capital Investment Advisors Inc (CRD 156660): Form ADV filing data as of October 2026.