# Mount Vernon Associates Inc

> Mount Vernon Associates Inc is an SEC-registered investment advisory firm in Baltimore, MD, registered since 1986, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 107099
- Filed as: MOUNT VERNON ASSOCIATES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Baltimore, MD
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107099
- AdvisorCensus page: https://advisorcensus.com/firm/mount-vernon-associates-inc-baltimore-md-107099

## Quick answers

**How is Mount Vernon Associates Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Mount Vernon Associates Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is Mount Vernon Associates Inc located?**
Mount Vernon Associates Inc's principal office is in Baltimore, MD, according to its Form ADV.

**Is Mount Vernon Associates Inc registered with the SEC or a state?**
Mount Vernon Associates Inc is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 107099.

**How much does Mount Vernon Associates Inc manage?**
Mount Vernon Associates Inc reports $232,510,350 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).

**How have Mount Vernon Associates Inc's assets and staff changed since 2021?**
In the Form ADV data for Mount Vernon Associates Inc: Regulatory assets under management: $205,302,049 in the October 2021 data and $232,510,350 in the October 2026 data, up 13%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mount Vernon Associates Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (23); charitable organizations (8).

**Which custodians does Mount Vernon Associates Inc use?**
Mount Vernon Associates Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of Labor and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Mount Vernon Associates Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107099

**What changed in Mount Vernon Associates Inc's recent Form ADV filings?**
In the March 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Bank of Labor
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $232,510,350
- Discretionary: $232,510,350
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $9,835,063 |
| High net worth individuals | 39 | $147,395,939 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $53,835,414 |
| Charitable organizations | 8 | $21,443,934 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1986 (40 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD, NH, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mtvernonassoc.biz
- mtvernonassoc.com
- mtvernonassoc.info
- mtvernonassoc.net
- mtvernonassoc.us

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $205,302,049 | 3 | February 8, 2021 |
| October 2022 | $232,176,402 | 3 | March 3, 2022 |
| October 2023 | $159,674,238 | 3 | January 30, 2023 |
| October 2024 | $195,185,750 | 3 | February 20, 2024 |
| October 2025 | $234,447,352 | 3 | February 7, 2025 |
| October 2026 | $232,510,350 | 3 | February 18, 2026 |

Regulatory assets under management: $205,302,049 in the October 2021 data and $232,510,350 in the October 2026 data, up 13%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mount Vernon Associates Inc (CRD 107099): Form ADV filing data as of October 2026.