{
  "crd_number": 172373,
  "slug": "mott-capital-management-llc-garden-city-ny-172373",
  "primary_business_name": "MOTT CAPITAL MANAGEMENT LLC",
  "legal_name": "MOTT CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Garden City",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2014-08-19",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-01-21",
  "carried_forward": false,
  "raum_total": 4383392.0,
  "raum_discretionary": 4382168.0,
  "raum_non_discretionary": 1224.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 3841762.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 541630.0,
      "count": 6
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://facebook.com/MICHAEL.KRAMER.9674",
    "https://facebook.com/mottcapital",
    "https://linkedin.com/IN/MICHAEL-J-KRAMER-42511B9A",
    "https://mottcapitalmanagement.com",
    "https://navigatingthemarket.com",
    "https://substack.com/@michaeljkramer1",
    "https://x.com/MICHAELMOTTCM",
    "https://youtube.com/@THEMARKETCHRONICLES"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172373",
  "city_as_filed": "GARDEN CITY",
  "url": "https://advisorcensus.com/firm/mott-capital-management-llc-garden-city-ny-172373",
  "display_name": "Mott Capital Management LLC",
  "summary": "Mott Capital Management LLC is a state-registered investment advisory firm in Garden City, NY, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 21, 2026.",
  "citation": "AdvisorCensus. Mott Capital Management LLC (CRD 172373): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Subscription fees (for a newsletter or periodical)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Mott Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mott Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Mott Capital Management LLC located?",
      "a": "Mott Capital Management LLC's principal office is in Garden City, NY, according to its Form ADV."
    },
    {
      "q": "Is Mott Capital Management LLC registered with the SEC or a state?",
      "a": "Mott Capital Management LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 172373."
    },
    {
      "q": "How much does Mott Capital Management LLC manage?",
      "a": "Mott Capital Management LLC reports $4,383,392 in regulatory assets under management in its Form ADV filing dated January 21, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Mott Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); high net worth individuals (6)."
    },
    {
      "q": "Does Mott Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/172373"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mott-capital-management-llc-garden-city-ny-172373.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 3841762.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 541630.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172373",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}