# Moss, Luse & Womble, LLC

> Moss, Luse & Womble, LLC is an SEC-registered investment advisory firm in Plano, TX, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 152841
- Filed as: MOSS, LUSE & WOMBLE, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plano, TX
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152841
- AdvisorCensus page: https://advisorcensus.com/firm/moss-luse-and-womble-llc-plano-tx-152841

## Quick answers

**How is Moss, Luse & Womble, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Moss, Luse & Womble, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Moss, Luse & Womble, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: up to 0.45% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Moss, Luse & Womble, LLC located?**
Moss, Luse & Womble, LLC's principal office is in Plano, TX, according to its Form ADV.

**Is Moss, Luse & Womble, LLC registered with the SEC or a state?**
Moss, Luse & Womble, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 152841.

**How much does Moss, Luse & Womble, LLC manage?**
Moss, Luse & Womble, LLC reports $803,162,000 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).

**How have Moss, Luse & Womble, LLC's assets and staff changed since 2021?**
In the Form ADV data for Moss, Luse & Womble, LLC: Regulatory assets under management: $195,600,000 in the October 2021 data and $803,162,000 in the October 2026 data, up 311%. Total employees: 31 in October 2021 and 42 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Moss, Luse & Womble, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (399); individuals (other than high net worth individuals) (365); high net worth individuals (110).

**Which custodians does Moss, Luse & Womble, LLC use?**
Moss, Luse & Womble, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Moss, Luse & Womble, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152841

**Does Moss, Luse & Womble, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "Moss, Luse & Womble does not have any minimum requirements for opening or maintaining an account."

**What changed in Moss, Luse & Womble, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 18 to 21. Regulatory assets under management went from $595,179,000 to $803,162,000 (+35%). Registered or notice-filed in VA, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: up to 0.45% of assets a year (the maximum the brochure states)

> Client will pay the Advisor for compensation for its services under this Agreement, an advisory fee at an annual rate of up to 0.45% of assets being managed by the Advisor.

- Account minimum: None

> Moss, Luse & Womble does not have any minimum requirements for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $803,162,000
- Discretionary: $803,162,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 365 | $137,014,000 |
| High net worth individuals | 110 | $315,553,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 399 | $350,595,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (7 years)
- Employees: 42 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, IL, KS, LA, MD, MI, MO, NC, NE, NH, NJ, NM, NV, NY, PA, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mlwfinancial.com
- Facebook @MLWFINANCIAL
- LinkedIn @11034756
- X @MOSSLUSEWOMBLE

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $195,600,000 | 31 | August 23, 2021 |
| October 2022 | $298,700,000 | 31 | September 5, 2022 |
| October 2023 | $319,593,000 | 37 | July 7, 2023 |
| October 2024 | $435,602,000 | 36 | March 21, 2024 |
| October 2025 | $595,179,000 | 35 | July 30, 2025 |
| October 2026 | $803,162,000 | 42 | September 28, 2026 |

Regulatory assets under management: $195,600,000 in the October 2021 data and $803,162,000 in the October 2026 data, up 311%.
Total employees: 31 in October 2021 and 42 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 18 to 21.
- Regulatory assets under management went from $595,179,000 to $803,162,000 (+35%).
- Registered or notice-filed in VA, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Moss, Luse & Womble, LLC (CRD 152841): Form ADV filing data as of October 2026.