# Mosley Wealth Management, Inc.

> Mosley Wealth Management, Inc. is an SEC-registered investment advisory firm in Anaheim, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 318592
- Filed as: MOSLEY WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Anaheim, CA
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/318592
- AdvisorCensus page: https://advisorcensus.com/firm/mosley-wealth-management-inc-anaheim-ca-318592

## Quick answers

**How is Mosley Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Mosley Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Mosley Wealth Management, Inc. charge?**
Its Form ADV Part 2A brochure dated May 18, 2026 states: Asset-based fee: up to 1.85% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mosley Wealth Management, Inc. located?**
Mosley Wealth Management, Inc.'s principal office is in Anaheim, CA, according to its Form ADV; the October 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Mosley Wealth Management, Inc. registered with the SEC or a state?**
Mosley Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 318592.

**How much does Mosley Wealth Management, Inc. manage?**
Mosley Wealth Management, Inc. reports $279,450,769 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (99% discretionary).

**How have Mosley Wealth Management, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Mosley Wealth Management, Inc.: Regulatory assets under management: $126,905,170 in the October 2024 data and $279,450,769 in the October 2026 data, up 120%. Total employees: 12 in October 2024 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mosley Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (624); high net worth individuals (83).

**Which custodians does Mosley Wealth Management, Inc. use?**
Mosley Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mosley Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318592

**Does Mosley Wealth Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated May 18, 2026 says: "There is no account minimum to engage in any of MWM’s services."

**What changed in Mosley Wealth Management, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 18, 2026)

- Asset-based fee: up to 1.85% of assets a year (the maximum the brochure states)

> Fees will be defined in the client agreement and will not exceed 1.85%. The fee is calculated and collected monthly in arrears, meaning the Firm collects the management fee at the end of each calendar month.

- Account minimum: None

> There is no account minimum to engage in any of MWM’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $279,450,769
- Discretionary: $277,574,351
- Non-discretionary: $1,876,418

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 624 | $177,005,919 |
| High net worth individuals | 83 | $102,444,850 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (2 years)
- Employees: 15 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, ID, LA, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Arcadia, CA
- Encino, CA
- Ontario, CA
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- mosleywealthmanagement.com
- Facebook @mosleyeaseintoretirement
- Instagram @easeintoretirement
- LinkedIn @mosley-wealth-management
- YouTube @UCPMvD3G1cZA1Kz4CKnwynhA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $126,905,170 | 12 | February 29, 2024 |
| October 2025 | $185,148,365 | 15 | July 15, 2025 |
| October 2026 | $279,450,769 | 15 | September 29, 2026 |

Regulatory assets under management: $126,905,170 in the October 2024 data and $279,450,769 in the October 2026 data, up 120%.
Total employees: 12 in October 2024 and 15 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Employees performing advisory functions went from 8 to 10.
- Regulatory assets under management went from $185,148,365 to $279,450,769 (+51%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mosley Wealth Management, Inc. (CRD 318592): Form ADV filing data as of October 2026.