{
  "crd_number": 318592,
  "slug": "mosley-wealth-management-inc-anaheim-ca-318592",
  "primary_business_name": "MOSLEY WEALTH MANAGEMENT, INC.",
  "legal_name": "MOSLEY WEALTH MANAGEMENT, INC.",
  "dbas": [],
  "city": "Anaheim",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-11-20",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-09-29",
  "carried_forward": false,
  "raum_total": 279450769.0,
  "raum_discretionary": 277574351.0,
  "raum_non_discretionary": 1876418.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 15,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 177005919.0,
      "count": 624
    },
    "high_net_worth_individuals": {
      "raum": 102444850.0,
      "count": 83
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "ID",
    "LA",
    "TN",
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/mosleyeaseintoretirement",
    "https://instagram.com/easeintoretirement",
    "https://linkedin.com/company/mosley-wealth-management?viewAsMember=true",
    "https://mosleywealthmanagement.com",
    "https://youtube.com/channel/UCPMvD3G1cZA1Kz4CKnwynhA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/318592",
  "city_as_filed": "ANAHEIM",
  "url": "https://advisorcensus.com/firm/mosley-wealth-management-inc-anaheim-ca-318592",
  "display_name": "Mosley Wealth Management, Inc.",
  "summary": "Mosley Wealth Management, Inc. is an SEC-registered investment advisory firm in Anaheim, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.",
  "citation": "AdvisorCensus. Mosley Wealth Management, Inc. (CRD 318592): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Mosley Wealth Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mosley Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Mosley Wealth Management, Inc.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated May 18, 2026 states: Asset-based fee: up to 1.85% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Mosley Wealth Management, Inc. located?",
      "a": "Mosley Wealth Management, Inc.'s principal office is in Anaheim, CA, according to its Form ADV; the October 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Mosley Wealth Management, Inc. registered with the SEC or a state?",
      "a": "Mosley Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 318592."
    },
    {
      "q": "How much does Mosley Wealth Management, Inc. manage?",
      "a": "Mosley Wealth Management, Inc. reports $279,450,769 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (99% discretionary)."
    },
    {
      "q": "How have Mosley Wealth Management, Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for Mosley Wealth Management, Inc.: Regulatory assets under management: $126,905,170 in the October 2024 data and $279,450,769 in the October 2026 data, up 120%. Total employees: 12 in October 2024 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mosley Wealth Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (624); high net worth individuals (83)."
    },
    {
      "q": "Which custodians does Mosley Wealth Management, Inc. use?",
      "a": "Mosley Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mosley Wealth Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318592"
    },
    {
      "q": "Does Mosley Wealth Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 18, 2026 says: \"There is no account minimum to engage in any of MWM’s services.\""
    },
    {
      "q": "What changed in Mosley Wealth Management, Inc.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 126905170.0,
      "total_employees": 12,
      "filing_date": "2024-02-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 185148365.0,
      "total_employees": 15,
      "filing_date": "2025-07-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 279450769.0,
      "total_employees": 15,
      "filing_date": "2026-09-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 8 to 10.",
        "Regulatory assets under management went from $185,148,365 to $279,450,769 (+51%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 18, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.85% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.85% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Fees will be defined in the client agreement and will not exceed 1.85%. The fee is calculated and collected monthly in arrears, meaning the Firm collects the management fee at the end of each calendar month."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no account minimum to engage in any of MWM’s services."
        ]
      }
    ],
    "quotes": [
      "Fees will be defined in the client agreement and will not exceed 1.85%. The fee is calculated and collected monthly in arrears, meaning the Firm collects the management fee at the end of each calendar month.",
      "There is no account minimum to engage in any of MWM’s services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mosley-wealth-management-inc-anaheim-ca-318592.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 624,
      "fewer_than_5": false,
      "raum": 177005919.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 83,
      "fewer_than_5": false,
      "raum": 102444850.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/318592",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}