# Moseley Investment Management, Inc.

> Moseley Investment Management, Inc. is an SEC-registered investment advisory firm in Bradention, FL, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 124152
- Filed as: MOSELEY INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bradention, FL
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124152
- AdvisorCensus page: https://advisorcensus.com/firm/moseley-investment-management-inc-bradention-fl-124152

## Quick answers

**How is Moseley Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Moseley Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Moseley Investment Management, Inc. located?**
Moseley Investment Management, Inc.'s principal office is in Bradention, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Moseley Investment Management, Inc. registered with the SEC or a state?**
Moseley Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 124152.

**How much does Moseley Investment Management, Inc. manage?**
Moseley Investment Management, Inc. reports $456,828,669 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (98% discretionary).

**How have Moseley Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Moseley Investment Management, Inc.: Regulatory assets under management: $279,741,097 in the October 2021 data and $456,828,669 in the October 2026 data, up 63%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Moseley Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (246); high net worth individuals (113); corporations or other businesses not listed above (5).

**Which custodians does Moseley Investment Management, Inc. use?**
Moseley Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Moseley Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124152

**What changed in Moseley Investment Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $410,370,492 to $456,828,669 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $456,828,669
- Discretionary: $447,617,451
- Non-discretionary: $9,211,218

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 246 | $106,986,695 |
| High net worth individuals | 113 | $334,155,054 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $9,522,373 |
| Corporations or other businesses not listed above | 5 | $6,164,547 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, LA, NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Sarasota, FL

### Websites listed on Form ADV (Item 1.I)
- moseleyinvestment.com
- Facebook @MOSELEYINVESTMENTMANAGEMENT
- Instagram @MOSELEYINVESTMENTSRQ
- LinkedIn @MOSELEY-INVESTMENT-MANAGEMENT-INC-
- X @MOSELEYWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $279,741,097 | 7 | March 17, 2021 |
| October 2022 | $324,295,212 | 7 | April 19, 2022 |
| October 2023 | $258,097,595 | 7 | March 6, 2023 |
| October 2024 | $351,219,456 | 7 | May 16, 2024 |
| October 2025 | $410,370,492 | 7 | May 21, 2025 |
| October 2026 | $456,828,669 | 7 | March 17, 2026 |

Regulatory assets under management: $279,741,097 in the October 2021 data and $456,828,669 in the October 2026 data, up 63%.
Total employees: 7 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $410,370,492 to $456,828,669 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Moseley Investment Management, Inc. (CRD 124152): Form ADV filing data as of October 2026.