# Mosaic Wealth

> Mosaic Wealth is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 317377
- Filed as: MOSAIC WEALTH
- Legal name: Mosaic Family Wealth Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317377
- AdvisorCensus page: https://advisorcensus.com/firm/mosaic-wealth-st-louis-mo-317377

## Quick answers

**How is Mosaic Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Mosaic Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions; other.

**Where is Mosaic Wealth located?**
Mosaic Wealth's principal office is in St. Louis, MO, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Mosaic Wealth registered with the SEC or a state?**
Mosaic Wealth is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 317377.

**How much does Mosaic Wealth manage?**
Mosaic Wealth reports $2,041,642,008 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (75% discretionary).

**How have Mosaic Wealth's assets and staff changed since 2022?**
In the Form ADV data for Mosaic Wealth: Regulatory assets under management: $1,273,203,721 in the October 2022 data and $2,041,642,008 in the October 2026 data, up 60%. Total employees: 18 in October 2022 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mosaic Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (453); high net worth individuals (321); pension and profit sharing plans (but not the plan participants or government pension plans) (13).

**Which custodians does Mosaic Wealth use?**
Mosaic Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Mosaic Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317377

**Does Mosaic Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Mosaic Wealth does not require a minimum portfolio size."

**What changed in Mosaic Wealth's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 16 to 19. Regulatory assets under management went from $1,638,336,784 to $2,041,642,008 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> Mosaic Wealth does not require a minimum portfolio size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,041,642,008
- Discretionary: $1,526,060,543
- Non-discretionary: $515,581,465

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 453 | $173,418,882 |
| High net worth individuals | 321 | $1,723,021,732 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 13 | $72,269,969 |
| Charitable organizations | 11 | $24,138,969 |
| Corporations or other businesses not listed above | 9 | $48,792,456 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 22 total, 19 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, FL, GA, IA, IL, KS, LA, MI, MO, NC, NV, NY, OH, OR, SC, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Greenwood Village, CO

### Websites listed on Form ADV (Item 1.I)
- focusfinancialpartners.com
- mosaicwealth.com
- Facebook @mosaicwealthadvisors
- Instagram @mosaicwealth
- LinkedIn @2064318
- LinkedIn @mosaic-family-wealth
- X @focusfinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $1,273,203,721 | 18 | March 29, 2022 |
| October 2023 | $1,243,834,700 | 17 | September 29, 2023 |
| October 2024 | $1,436,354,560 | 19 | September 9, 2024 |
| October 2025 | $1,638,336,784 | 20 | March 24, 2025 |
| October 2026 | $2,041,642,008 | 22 | March 30, 2026 |

Regulatory assets under management: $1,273,203,721 in the October 2022 data and $2,041,642,008 in the October 2026 data, up 60%.
Total employees: 18 in October 2022 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 16 to 19.
- Regulatory assets under management went from $1,638,336,784 to $2,041,642,008 (+25%).

### December 2025
- Registered or notice-filed in AL, GA, SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mosaic Wealth (CRD 317377): Form ADV filing data as of October 2026.