# Mosaic Wealth Management LLC

> Mosaic Wealth Management LLC is an SEC-registered investment advisory firm in Bloomington, IN, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.

- CRD: 340681
- Filed as: MOSAIC WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bloomington, IN
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340681
- AdvisorCensus page: https://advisorcensus.com/firm/mosaic-wealth-management-llc-bloomington-in-340681

## Quick answers

**How is Mosaic Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mosaic Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Mosaic Wealth Management LLC located?**
Mosaic Wealth Management LLC's principal office is in Bloomington, IN, according to its Form ADV.

**Is Mosaic Wealth Management LLC registered with the SEC or a state?**
Mosaic Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340681.

**How much does Mosaic Wealth Management LLC manage?**
Mosaic Wealth Management LLC reports $285,000,000 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (0% discretionary).

**What types of clients does Mosaic Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (122); high net worth individuals (77).

**Which custodians does Mosaic Wealth Management LLC use?**
Mosaic Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James Financial Services, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mosaic Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340681

**Does Mosaic Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 7, 2026 says: "There is no account minimum for any of MWM’s services."

**What changed in Mosaic Wealth Management LLC's recent Form ADV filings?**
In the August 2026 filing data: Regulatory assets under management went from $0 to $285,000,000.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 7, 2026)

- Account minimum: None

> There is no account minimum for any of MWM’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James Financial Services, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $285,000,000
- Discretionary: $0
- Non-discretionary: $285,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 122 | $44,000,000 |
| High net worth individuals | 77 | $241,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IN, KY, MI, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### August 2026
- Regulatory assets under management went from $0 to $285,000,000.

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mosaic Wealth Management LLC (CRD 340681): Form ADV filing data as of October 2026.