# Mosaic FI LLC

> Mosaic FI LLC is an SEC-registered investment advisory firm in Lincolnshire, IL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 23, 2026.

- CRD: 169670
- Filed as: MOSAIC FI LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lincolnshire, IL
- Filing period: October 2026
- Form ADV filing dated: September 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169670
- AdvisorCensus page: https://advisorcensus.com/firm/mosaic-fi-llc-lincolnshire-il-169670

## Quick answers

**How is Mosaic FI LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mosaic FI LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Mosaic FI LLC located?**
Mosaic FI LLC's principal office is in Lincolnshire, IL, according to its Form ADV.

**Is Mosaic FI LLC registered with the SEC or a state?**
Mosaic FI LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 169670.

**How much does Mosaic FI LLC manage?**
Mosaic FI LLC reports $112,808,698 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary).

**What types of clients does Mosaic FI LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (158); individuals (other than high net worth individuals) (95).

**Which custodians does Mosaic FI LLC use?**
Mosaic FI LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mosaic FI LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169670

**What changed in Mosaic FI LLC's recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $112,808,698
- Discretionary: $112,808,698
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 95 | $14,093,399 |
| High net worth individuals | 158 | $98,715,299 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mosaicfi.com
- yelp.com/biz/mosaic-fi-lincolnshire
- Facebook @MOSAIC-FI-800491810065034
- LinkedIn @mosaic-fi
- YouTube @UCwU4mJf4Q1lHsU9dxCfcqPw

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mosaic FI LLC (CRD 169670): Form ADV filing data as of October 2026.