# Mosaic Advisors

> Mosaic Advisors is an SEC-registered investment advisory firm in Houston, TX, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 164913
- Filed as: MOSAIC ADVISORS
- Legal name: Mosaic Advisors LLC
- Also doing business as: MOSAIC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164913
- AdvisorCensus page: https://advisorcensus.com/firm/mosaic-advisors-houston-tx-164913

## Quick answers

**How is Mosaic Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Mosaic Advisors reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Mosaic Advisors located?**
Mosaic Advisors' principal office is in Houston, TX, according to its Form ADV.

**Is Mosaic Advisors registered with the SEC or a state?**
Mosaic Advisors is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 164913.

**How much does Mosaic Advisors manage?**
Mosaic Advisors reports $580,504,440 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (98% discretionary).

**How have Mosaic Advisors' assets and staff changed since 2021?**
In the Form ADV data for Mosaic Advisors: Regulatory assets under management: $301,754,956 in the October 2021 data and $580,504,440 in the October 2026 data, up 92%. Total employees: 12 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mosaic Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (65); individuals (other than high net worth individuals) (7).

**Which custodians does Mosaic Advisors use?**
Mosaic Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mosaic Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164913

**What changed in Mosaic Advisors' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $499,449,089 to $580,504,440 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $580,504,440
- Discretionary: $570,886,121
- Non-discretionary: $9,618,319

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $1,212,161 |
| High net worth individuals | 65 | $560,208,233 |
| Charitable organizations | Fewer than 5 | $19,084,046 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 27 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mosaicadvisors.com
- Facebook @MOSAICFAMILYOFFICE
- LinkedIn @MOSAIC-ADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $301,754,956 | 12 | March 12, 2021 |
| October 2022 | $332,163,254 | 15 | March 9, 2022 |
| October 2023 | $352,902,319 | 14 | August 8, 2023 |
| October 2024 | $325,598,870 | 17 | March 29, 2024 |
| October 2025 | $499,449,089 | 20 | June 26, 2025 |
| October 2026 | $580,504,440 | 27 | July 24, 2026 |

Regulatory assets under management: $301,754,956 in the October 2021 data and $580,504,440 in the October 2026 data, up 92%.
Total employees: 12 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $499,449,089 to $580,504,440 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mosaic Advisors (CRD 164913): Form ADV filing data as of October 2026.