{
  "crd_number": 164913,
  "slug": "mosaic-advisors-houston-tx-164913",
  "primary_business_name": "MOSAIC ADVISORS",
  "legal_name": "MOSAIC ADVISORS LLC",
  "dbas": [
    "MOSAIC"
  ],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-06-10",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-07-24",
  "carried_forward": false,
  "raum_total": 580504440.0,
  "raum_discretionary": 570886121.0,
  "raum_non_discretionary": 9618319.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 27,
  "advisory_employees": 16,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 19084046.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 1212161.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 560208233.0,
      "count": 65
    }
  },
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NV",
    "TX"
  ],
  "websites": [
    "https://facebook.com/MOSAICFAMILYOFFICE",
    "https://linkedin.com/COMPANY/MOSAIC-ADVISORS",
    "https://mosaicadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164913",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/mosaic-advisors-houston-tx-164913",
  "display_name": "Mosaic Advisors",
  "summary": "Mosaic Advisors is an SEC-registered investment advisory firm in Houston, TX, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 24, 2026.",
  "citation": "AdvisorCensus. Mosaic Advisors (CRD 164913): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Mosaic Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mosaic Advisors reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Mosaic Advisors located?",
      "a": "Mosaic Advisors' principal office is in Houston, TX, according to its Form ADV."
    },
    {
      "q": "Is Mosaic Advisors registered with the SEC or a state?",
      "a": "Mosaic Advisors is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 164913."
    },
    {
      "q": "How much does Mosaic Advisors manage?",
      "a": "Mosaic Advisors reports $580,504,440 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (98% discretionary)."
    },
    {
      "q": "How have Mosaic Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mosaic Advisors: Regulatory assets under management: $301,754,956 in the October 2021 data and $580,504,440 in the October 2026 data, up 92%. Total employees: 12 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mosaic Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (65); individuals (other than high net worth individuals) (7)."
    },
    {
      "q": "Which custodians does Mosaic Advisors use?",
      "a": "Mosaic Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mosaic Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164913"
    },
    {
      "q": "What changed in Mosaic Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $499,449,089 to $580,504,440 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 301754956.0,
      "total_employees": 12,
      "filing_date": "2021-03-12"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 332163254.0,
      "total_employees": 15,
      "filing_date": "2022-03-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 352902319.0,
      "total_employees": 14,
      "filing_date": "2023-08-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 325598870.0,
      "total_employees": 17,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 499449089.0,
      "total_employees": 20,
      "filing_date": "2025-06-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 580504440.0,
      "total_employees": 27,
      "filing_date": "2026-07-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $499,449,089 to $580,504,440 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mosaic-advisors-houston-tx-164913.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 1212161.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 65,
      "fewer_than_5": false,
      "raum": 560208233.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 19084046.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164913",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}