# MOS Capital, Inc.

> MOS Capital, Inc. is an SEC-registered investment advisory firm in Ponte Vedra Beach, FL, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 109612
- Filed as: MOS CAPITAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ponte Vedra Beach, FL
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109612
- AdvisorCensus page: https://advisorcensus.com/firm/mos-capital-inc-ponte-vedra-beach-fl-109612

## Quick answers

**How is MOS Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), MOS Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is MOS Capital, Inc. located?**
MOS Capital, Inc.'s principal office is in Ponte Vedra Beach, FL, according to its Form ADV.

**Is MOS Capital, Inc. registered with the SEC or a state?**
MOS Capital, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 109612.

**How much does MOS Capital, Inc. manage?**
MOS Capital, Inc. reports $230,033,727 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (99% discretionary).

**How have MOS Capital, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for MOS Capital, Inc.: Regulatory assets under management: $163,111,624 in the October 2021 data and $230,033,727 in the October 2026 data, up 41%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MOS Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (62); high net worth individuals (58).

**Which custodians does MOS Capital, Inc. use?**
MOS Capital, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does MOS Capital, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109612

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $230,033,727
- Discretionary: $228,353,540
- Non-discretionary: $1,680,187

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 62 | $17,499,582 |
| High net worth individuals | 58 | $212,171,432 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $362,713 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (9 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, OH, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- moscapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $163,111,624 | 2 | March 19, 2021 |
| October 2022 | $191,869,657 | 2 | March 24, 2022 |
| October 2023 | $173,911,804 | 2 | July 12, 2023 |
| October 2024 | $183,433,062 | 3 | September 17, 2024 |
| October 2025 | $209,336,473 | 3 | February 6, 2025 |
| October 2026 | $230,033,727 | 3 | March 16, 2026 |

Regulatory assets under management: $163,111,624 in the October 2021 data and $230,033,727 in the October 2026 data, up 41%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MOS Capital, Inc. (CRD 109612): Form ADV filing data as of October 2026.