# Mork Capital Management

> Mork Capital Management is an SEC-registered investment advisory firm in Healdsburg, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 136154
- Filed as: MORK CAPITAL MANAGEMENT
- Legal name: Mork Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Healdsburg, CA
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136154
- AdvisorCensus page: https://advisorcensus.com/firm/mork-capital-management-healdsburg-ca-136154

## Quick answers

**How is Mork Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Mork Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mork Capital Management located?**
Mork Capital Management's principal office is in Healdsburg, CA, according to its Form ADV.

**Is Mork Capital Management registered with the SEC or a state?**
Mork Capital Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 136154.

**How much does Mork Capital Management manage?**
Mork Capital Management reports $198,515,718 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).

**What types of clients does Mork Capital Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Mork Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136154

**What changed in Mork Capital Management's recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $157,414,192 to $198,515,718 (+26%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $198,515,718
- Discretionary: $198,515,718
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $198,515,718 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- morkcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 23, 2021 |
| October 2022 | Not reported | Not reported | March 28, 2022 |
| October 2023 | Not reported | Not reported | March 30, 2023 |
| October 2024 | Not reported | Not reported | March 14, 2024 |
| October 2025 | Not reported | Not reported | March 28, 2025 |
| October 2026 | $198,515,718 | 3 | August 3, 2026 |


## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $157,414,192 to $198,515,718 (+26%).
- Updated its list of owners and control persons (Schedule A).

### May 2026
- No longer lists the business name Mork Capital Management.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mork Capital Management (CRD 136154): Form ADV filing data as of October 2026.