# Morgan-ALY Wealth Management, LLC

> Morgan-ALY Wealth Management, LLC is an SEC-registered investment advisory firm in Waukesha, WI, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 328483
- Filed as: MORGAN-ALY WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Waukesha, WI
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328483
- AdvisorCensus page: https://advisorcensus.com/firm/morgan-aly-wealth-management-llc-waukesha-wi-328483

## Quick answers

**How is Morgan-ALY Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Morgan-ALY Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Morgan-ALY Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated April 2, 2026 states: Up to $499,999: 1.25% a year; $500,000 to $999,999: 1.15% a year; $1,000,000 to $1,999,999: 1% a year; Above $1,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Morgan-ALY Wealth Management, LLC located?**
Morgan-ALY Wealth Management, LLC's principal office is in Waukesha, WI, according to its Form ADV.

**Is Morgan-ALY Wealth Management, LLC registered with the SEC or a state?**
Morgan-ALY Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 328483.

**How much does Morgan-ALY Wealth Management, LLC manage?**
Morgan-ALY Wealth Management, LLC reports $105,268,201 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**What types of clients does Morgan-ALY Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (136); high net worth individuals (20); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Morgan-ALY Wealth Management, LLC use?**
Morgan-ALY Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Morgan-ALY Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328483

**What changed in Morgan-ALY Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 2, 2026)

- Up to $499,999: 1.25% a year
- $500,000 to $999,999: 1.15% a year
- $1,000,000 to $1,999,999: 1% a year
- Above $1,999,999: see the brochure

> Fees are negotiable and may be higher or lower than this range, based on the nature of the account. MAWM’s standard advisory fee is based on a percentage of the assets under management and ranges from 1.00 - 1.25% based on the following fee schedule as follows:

> Up to $499,999 1.25% Next $500,000 - $999,999 1.15% Next $1,000,000 - $1,999,999 1.00% Over 2,000,000 Negotiable

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $105,268,201
- Discretionary: $105,268,201
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 136 | $41,286,254 |
| High net worth individuals | 20 | $62,908,353 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,073,594 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MN, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [morgan-aly.com](https://morgan-aly.com)
- LinkedIn @morgan-aly-wealth-management-group

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Morgan-ALY Wealth Management, LLC (CRD 328483): Form ADV filing data as of October 2026.