{
  "crd_number": 328483,
  "slug": "morgan-aly-wealth-management-llc-waukesha-wi-328483",
  "primary_business_name": "MORGAN-ALY WEALTH MANAGEMENT, LLC",
  "legal_name": "MORGAN-ALY WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Waukesha",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "33340",
  "metro": {
    "cbsa_code": "33340",
    "common_name": "Milwaukee",
    "msa_name": "Milwaukee-Waukesha, WI",
    "path": "/advisors/wi/milwaukee"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-03-09",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-04-02",
  "carried_forward": false,
  "raum_total": 105268201.0,
  "raum_discretionary": 105268201.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 41286254.0,
      "count": 136
    },
    "pension_profit_sharing": {
      "raum": 1073594.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 62908353.0,
      "count": 20
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "MN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/company/morgan-aly-wealth-management-group",
    "https://morgan-aly.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328483",
  "city_as_filed": "WAUKESHA",
  "url": "https://advisorcensus.com/firm/morgan-aly-wealth-management-llc-waukesha-wi-328483",
  "display_name": "Morgan-ALY Wealth Management, LLC",
  "summary": "Morgan-ALY Wealth Management, LLC is an SEC-registered investment advisory firm in Waukesha, WI, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.",
  "citation": "AdvisorCensus. Morgan-ALY Wealth Management, LLC (CRD 328483): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Morgan-ALY Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Morgan-ALY Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Morgan-ALY Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated April 2, 2026 states: Up to $499,999: 1.25% a year; $500,000 to $999,999: 1.15% a year; $1,000,000 to $1,999,999: 1% a year; Above $1,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Morgan-ALY Wealth Management, LLC located?",
      "a": "Morgan-ALY Wealth Management, LLC's principal office is in Waukesha, WI, according to its Form ADV."
    },
    {
      "q": "Is Morgan-ALY Wealth Management, LLC registered with the SEC or a state?",
      "a": "Morgan-ALY Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 328483."
    },
    {
      "q": "How much does Morgan-ALY Wealth Management, LLC manage?",
      "a": "Morgan-ALY Wealth Management, LLC reports $105,268,201 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Morgan-ALY Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (136); high net worth individuals (20); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Which custodians does Morgan-ALY Wealth Management, LLC use?",
      "a": "Morgan-ALY Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Morgan-ALY Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328483"
    },
    {
      "q": "What changed in Morgan-ALY Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 2, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $499,999",
        "rate": "1.25%"
      },
      {
        "band": "$500,000 to $999,999",
        "rate": "1.15%"
      },
      {
        "band": "$1,000,000 to $1,999,999",
        "rate": "1%"
      },
      {
        "band": "Above $1,999,999",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $499,999: 1.25% a year",
          "$500,000 to $999,999: 1.15% a year",
          "$1,000,000 to $1,999,999: 1% a year",
          "Above $1,999,999: see the brochure"
        ],
        "quotes": [
          "Fees are negotiable and may be higher or lower than this range, based on the nature of the account. MAWM’s standard advisory fee is based on a percentage of the assets under management and ranges from 1.00 - 1.25% based on the following fee schedule as follows:",
          "Up to $499,999 1.25% \nNext $500,000 - $999,999 1.15% \nNext $1,000,000 - $1,999,999 1.00% \nOver 2,000,000 Negotiable"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 499999.0,
          "rate_pct": 1.25
        },
        {
          "min": 500000.0,
          "max": 999999.0,
          "rate_pct": 1.15
        },
        {
          "min": 1000000.0,
          "max": 1999999.0,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Fees are negotiable and may be higher or lower than this range, based on the nature of the account. MAWM’s standard advisory fee is based on a percentage of the assets under management and ranges from 1.00 - 1.25% based on the following fee schedule as follows:",
      "Up to $499,999 1.25% \nNext $500,000 - $999,999 1.15% \nNext $1,000,000 - $1,999,999 1.00% \nOver 2,000,000 Negotiable"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/morgan-aly-wealth-management-llc-waukesha-wi-328483.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 136,
      "fewer_than_5": false,
      "raum": 41286254.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 20,
      "fewer_than_5": false,
      "raum": 62908353.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1073594.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328483",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}