# Mooring Bay Capital Management

> Mooring Bay Capital Management is a state-registered investment advisory firm in Dallas, TX, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 12, 2026.

- CRD: 325837
- Filed as: MOORING BAY CAPITAL MANAGEMENT
- Legal name: Mooring Bay Capital Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: January 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/325837
- AdvisorCensus page: https://advisorcensus.com/firm/mooring-bay-capital-management-dallas-tx-325837

## Quick answers

**How is Mooring Bay Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Mooring Bay Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mooring Bay Capital Management located?**
Mooring Bay Capital Management's principal office is in Dallas, TX, according to its Form ADV.

**Is Mooring Bay Capital Management registered with the SEC or a state?**
Mooring Bay Capital Management is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 325837.

**How much does Mooring Bay Capital Management manage?**
Mooring Bay Capital Management reports $8,531,335 in regulatory assets under management in its Form ADV filing dated January 12, 2026 (100% discretionary).

**What types of clients does Mooring Bay Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Mooring Bay Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/325837

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $8,531,335
- Discretionary: $8,531,335
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $8,531,335 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [mooringbaycapital.com](https://mooringbaycapital.com)
- LinkedIn @mooring-bay
- LinkedIn @atulsethi

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mooring Bay Capital Management (CRD 325837): Form ADV filing data as of October 2026.