# Montis Financial, LLC

> Montis Financial, LLC is an SEC-registered investment advisory firm in Waltham, MA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 163986
- Filed as: MONTIS FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Waltham, MA
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/163986
- AdvisorCensus page: https://advisorcensus.com/firm/montis-financial-llc-waltham-ma-163986

## Quick answers

**How is Montis Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Montis Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Montis Financial, LLC located?**
Montis Financial, LLC's principal office is in Waltham, MA, according to its Form ADV.

**Is Montis Financial, LLC registered with the SEC or a state?**
Montis Financial, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 163986.

**How much does Montis Financial, LLC manage?**
Montis Financial, LLC reports $1,258,932,129 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (97% discretionary).

**How have Montis Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Montis Financial, LLC: Regulatory assets under management: $661,400,000 in the October 2021 data and $1,258,932,129 in the October 2026 data, up 90%. Total employees: 9 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Montis Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (303); individuals (other than high net worth individuals) (277).

**Which custodians does Montis Financial, LLC use?**
Montis Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Montis Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163986

**Does Montis Financial, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 17, 2026 says: "The Firm does not have a minimum asset requirement for assets under management."

**What changed in Montis Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 17 to 16. Regulatory assets under management went from $1,012,415,189 to $1,258,932,129 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Account minimum: None

> The Firm does not have a minimum asset requirement for assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,258,932,129
- Discretionary: $1,218,004,283
- Non-discretionary: $40,927,846

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 277 | $108,883,200 |
| High net worth individuals | 303 | $1,146,669,556 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,379,373 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2012 (14 years)
- Employees: 26 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, DC, FL, ID, LA, MA, MD, ME, NC, NH, NY, PA, SC, TX, VA, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- montisfinancial.com
- LinkedIn @montis-financial-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $661,400,000 | 9 | May 4, 2021 |
| October 2022 | $748,200,000 | 11 | May 5, 2022 |
| October 2023 | $621,000,000 | 13 | July 10, 2023 |
| October 2024 | $638,765,621 | 15 | September 16, 2024 |
| October 2025 | $1,012,415,189 | 26 | June 23, 2025 |
| October 2026 | $1,258,932,129 | 26 | March 18, 2026 |

Regulatory assets under management: $661,400,000 in the October 2021 data and $1,258,932,129 in the October 2026 data, up 90%.
Total employees: 9 in October 2021 and 26 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 17 to 16.
- Regulatory assets under management went from $1,012,415,189 to $1,258,932,129 (+24%).

### January 2026
- No longer registered or notice-filed in MI, OH, OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Montis Financial, LLC (CRD 163986): Form ADV filing data as of October 2026.