{
  "crd_number": 107392,
  "slug": "monticello-associates-llc-denver-co-107392",
  "primary_business_name": "MONTICELLO ASSOCIATES, LLC",
  "legal_name": "MONTICELLO ASSOCIATES, LLC",
  "dbas": [],
  "city": "Denver",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1996-04-18",
  "years_registered": 30,
  "period": "2026-10-01",
  "filing_date": "2026-05-08",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 58,
  "advisory_employees": 31,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": null,
      "count": 156
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": null,
      "count": 263
    }
  },
  "compensation_types": [
    "fixed",
    "other"
  ],
  "advisory_activities": [
    "other",
    "pension_consulting",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "GA",
    "IL",
    "MA",
    "MD",
    "NC",
    "NY",
    "OH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/MONTICELLO-ASSOCIATES",
    "https://monticelloassociates.com",
    "https://twitter.com/MONTICELLOASSOC"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107392",
  "city_as_filed": "DENVER",
  "url": "https://advisorcensus.com/firm/monticello-associates-llc-denver-co-107392",
  "display_name": "Monticello Associates, LLC",
  "summary": "Monticello Associates, LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 1996, with no regulatory assets under management reported in its Form ADV filing dated May 8, 2026.",
  "citation": "AdvisorCensus. Monticello Associates, LLC (CRD 107392): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Monticello Associates, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Monticello Associates, LLC reports these compensation arrangements: fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is Monticello Associates, LLC located?",
      "a": "Monticello Associates, LLC's principal office is in Denver, CO, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Monticello Associates, LLC registered with the SEC or a state?",
      "a": "Monticello Associates, LLC is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107392."
    },
    {
      "q": "How have Monticello Associates, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Monticello Associates, LLC: Total employees: 51 in October 2021 and 58 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Monticello Associates, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (263); charitable organizations (156); pension and profit sharing plans (but not the plan participants or government pension plans) (7)."
    },
    {
      "q": "Does Monticello Associates, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107392"
    },
    {
      "q": "What changed in Monticello Associates, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 51,
      "filing_date": "2021-09-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 53,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 55,
      "filing_date": "2023-07-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 57,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 57,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 58,
      "filing_date": "2026-05-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 22 to 31.",
        "Registered or notice-filed in MD.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in CA."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Changed its legal name from Monticello Associates Inc to Monticello Associates, LLC."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/monticello-associates-llc-denver-co-107392.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 263,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 156,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107392",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}