# Monterey Bay Asset Management LLC

> Monterey Bay Asset Management LLC is a state-registered investment advisory firm in Monterey, CA, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 142460
- Filed as: MONTEREY BAY ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Monterey, CA
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142460
- AdvisorCensus page: https://advisorcensus.com/firm/monterey-bay-asset-management-llc-monterey-ca-142460

## Quick answers

**How is Monterey Bay Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Monterey Bay Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Monterey Bay Asset Management LLC located?**
Monterey Bay Asset Management LLC's principal office is in Monterey, CA, according to its Form ADV.

**Is Monterey Bay Asset Management LLC registered with the SEC or a state?**
Monterey Bay Asset Management LLC is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 142460.

**How much does Monterey Bay Asset Management LLC manage?**
Monterey Bay Asset Management LLC reports $22,929,824 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (100% discretionary).

**What types of clients does Monterey Bay Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); pension and profit sharing plans (but not the plan participants or government pension plans) (2); charitable organizations (1).

**Does Monterey Bay Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142460

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $22,929,824
- Discretionary: $22,929,824
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $22,195,651 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $254,196 |
| Charitable organizations | 1 | $466,027 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 1 | $13,950 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [montereybayasset.com](https://montereybayasset.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Monterey Bay Asset Management LLC (CRD 142460): Form ADV filing data as of October 2026.