# Monterey Associates Financial Planning & Education

> Monterey Associates Financial Planning & Education is a state-registered investment advisory firm in Pelham, NY, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 289727
- Filed as: MONTEREY ASSOCIATES FINANCIAL PLANNING & EDUCATION
- Legal name: Monterey Associates
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pelham, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/289727
- AdvisorCensus page: https://advisorcensus.com/firm/monterey-associates-financial-planning-and-education-pelham-ny-289727

## Quick answers

**How is Monterey Associates Financial Planning & Education compensated?**
On its Form ADV (Item 5.E, October 2026), Monterey Associates Financial Planning & Education reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Monterey Associates Financial Planning & Education located?**
Monterey Associates Financial Planning & Education's principal office is in Pelham, NY, according to its Form ADV.

**Is Monterey Associates Financial Planning & Education registered with the SEC or a state?**
Monterey Associates Financial Planning & Education is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 289727.

**What types of clients does Monterey Associates Financial Planning & Education serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (5).

**Does Monterey Associates Financial Planning & Education report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289727

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | Not reported |
| High net worth individuals | 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2017 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- montereyassociates.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Monterey Associates Financial Planning & Education (CRD 289727): Form ADV filing data as of October 2026.