# Monte Financial Group, LLC

> Monte Financial Group, LLC is an SEC-registered investment advisory firm in Guilford, CT, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 150119
- Filed as: MONTE FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Guilford, CT
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150119
- AdvisorCensus page: https://advisorcensus.com/firm/monte-financial-group-llc-guilford-ct-150119

## Quick answers

**How is Monte Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Monte Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Monte Financial Group, LLC located?**
Monte Financial Group, LLC's principal office is in Guilford, CT, according to its Form ADV.

**Is Monte Financial Group, LLC registered with the SEC or a state?**
Monte Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 150119.

**How much does Monte Financial Group, LLC manage?**
Monte Financial Group, LLC reports $482,388,159 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Monte Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Monte Financial Group, LLC: Regulatory assets under management: $287,777,203 in the October 2021 data and $482,388,159 in the October 2026 data, up 68%. Total employees: 7 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Monte Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (309); high net worth individuals (125).

**Which custodians does Monte Financial Group, LLC use?**
Monte Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Monte Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150119

**What changed in Monte Financial Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $426,568,880 to $482,388,159 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $482,388,159
- Discretionary: $482,388,159
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 309 | $99,966,768 |
| High net worth individuals | 125 | $376,708,260 |
| Charitable organizations | Fewer than 5 | $5,713,131 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 12 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, GA, MA, ME, NC, NH, NJ, NY, TX, VA, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- montefinancialgroup.com
- Facebook @MONTEFINANCIALGROUP
- LinkedIn @1674880
- YouTube @UC7iEB68gDgdkWVByJ2uvPUA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $287,777,203 | 7 | February 24, 2021 |
| October 2022 | $343,515,987 | 7 | March 21, 2022 |
| October 2023 | $332,407,893 | 8 | October 4, 2023 |
| October 2024 | $372,789,483 | 9 | March 12, 2024 |
| October 2025 | $426,568,880 | 11 | June 6, 2025 |
| October 2026 | $482,388,159 | 12 | March 3, 2026 |

Regulatory assets under management: $287,777,203 in the October 2021 data and $482,388,159 in the October 2026 data, up 68%.
Total employees: 7 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $426,568,880 to $482,388,159 (+13%).

### February 2026
- Registered or notice-filed in VT.

### January 2026
- No longer registered or notice-filed in PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Monte Financial Group, LLC (CRD 150119): Form ADV filing data as of October 2026.