# Monk, Stan

> Monk, Stan is an SEC-registered investment advisory firm, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 7, 2026.

- CRD: 129443
- Filed as: MONK, STAN
- Legal name: Monk, Stanley Earl
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129443
- AdvisorCensus page: https://advisorcensus.com/firm/monk-stan-129443

## Quick answers

**How is Monk, Stan compensated?**
On its Form ADV (Item 5.E, October 2026), Monk, Stan reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Monk, Stan registered with the SEC or a state?**
Monk, Stan is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 129443.

**How much does Monk, Stan manage?**
Monk, Stan reports $76,219,855 in regulatory assets under management in its Form ADV filing dated March 7, 2026 (0% discretionary).

**How have Monk, Stan's assets and staff changed since 2021?**
In the Form ADV data for Monk, Stan: Regulatory assets under management: $85,300,000 in the October 2021 data and $76,219,855 in the October 2026 data, down 11%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Monk, Stan serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (2).

**Does Monk, Stan report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129443

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $76,219,855
- Discretionary: $0
- Non-discretionary: $76,219,855

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $57,353,573 |
| High net worth individuals | 2 | $18,866,282 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $85,300,000 | 1 | February 9, 2021 |
| October 2022 | $73,400,000 | 1 | February 1, 2022 |
| October 2023 | $61,200,000 | 1 | February 1, 2023 |
| October 2024 | $69,300,000 | 1 | April 30, 2024 |
| October 2025 | $69,900,000 | 1 | February 6, 2025 |
| October 2026 | $76,219,855 | 1 | March 7, 2026 |

Regulatory assets under management: $85,300,000 in the October 2021 data and $76,219,855 in the October 2026 data, down 11%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Monk, Stan (CRD 129443): Form ADV filing data as of October 2026.