{ "crd_number": 157833, "slug": "moneda-usa-inc-new-york-ny-157833", "primary_business_name": "MONEDA USA, INC.", "legal_name": "MONEDA USA, INC.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-19", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-05-12", "carried_forward": false, "raum_total": 693959495.0, "raum_discretionary": 693959495.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 693959495.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://monedausa.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157833", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/moneda-usa-inc-new-york-ny-157833", "display_name": "Moneda USA, Inc.", "summary": "Moneda USA, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 12, 2026.", "citation": "AdvisorCensus. Moneda USA, Inc. (CRD 157833): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Moneda USA, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Moneda USA, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Moneda USA, Inc. located?", "a": "Moneda USA, Inc.'s principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Moneda USA, Inc. registered with the SEC or a state?", "a": "Moneda USA, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157833." }, { "q": "How much does Moneda USA, Inc. manage?", "a": "Moneda USA, Inc. reports $693,959,495 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (100% discretionary)." }, { "q": "How have Moneda USA, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Moneda USA, Inc.: Regulatory assets under management: $1,614,062,892 in the October 2021 data and $693,959,495 in the October 2026 data, down 57%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Moneda USA, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Moneda USA, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157833" }, { "q": "What changed in Moneda USA, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: No longer lists the business name Moneda. Employees performing advisory functions went from 2 to 3. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1614062892.0, "total_employees": 6, "filing_date": "2021-05-28" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1457589460.0, "total_employees": 9, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 316587180.0, "total_employees": 5, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 528166562.0, "total_employees": 4, "filing_date": "2024-05-02" }, { "period": "2025-10-01", "regulatory_assets_under_management": 635759591.0, "total_employees": 4, "filing_date": "2025-07-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 693959495.0, "total_employees": 5, "filing_date": "2026-05-12" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "No longer lists the business name Moneda.", "Employees performing advisory functions went from 2 to 3.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/moneda-usa-inc-new-york-ny-157833.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 693959495.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157833", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }