# Mollot & Hardy, Inc.

> Mollot & Hardy, Inc. is an SEC-registered investment advisory firm in Amherst, NY, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 128377
- Filed as: MOLLOT & HARDY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Amherst, NY
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128377
- AdvisorCensus page: https://advisorcensus.com/firm/mollot-and-hardy-inc-amherst-ny-128377

## Quick answers

**How is Mollot & Hardy, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Mollot & Hardy, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Mollot & Hardy, Inc. located?**
Mollot & Hardy, Inc.'s principal office is in Amherst, NY, according to its Form ADV.

**Is Mollot & Hardy, Inc. registered with the SEC or a state?**
Mollot & Hardy, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 128377.

**How much does Mollot & Hardy, Inc. manage?**
Mollot & Hardy, Inc. reports $80,604,656 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (0% discretionary).

**How have Mollot & Hardy, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Mollot & Hardy, Inc.: Regulatory assets under management: $101,397,729 in the October 2021 data and $80,604,656 in the October 2026 data, down 21%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mollot & Hardy, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (67); high net worth individuals (10).

**Which custodians does Mollot & Hardy, Inc. use?**
Mollot & Hardy, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascensus Trust Company and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Mollot & Hardy, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128377

**Does Mollot & Hardy, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "Mollot & Hardy requires a minimum of $250,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. We, at our sole discretion, can accept clients with smaller portfolios based upon certain factors including anticipated future earning capacity, anticipated future additional assets, account composition, related accounts and pre- existing client relationships."

**What changed in Mollot & Hardy, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $73,211,674 to $80,604,656 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Mollot & Hardy requires a minimum of $250,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. We, at our sole discretion, can accept clients with smaller portfolios based upon certain factors including anticipated future earning capacity, anticipated future additional assets, account composition, related accounts and pre- existing client relationships.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Ascensus Trust Company
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $80,604,656
- Discretionary: $0
- Non-discretionary: $80,604,656

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $12,388,084 |
| High net worth individuals | 10 | $55,216,572 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $13,000,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mollot.com
- Facebook @mollothardy
- LinkedIn @mollot-hardy-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $101,397,729 | 4 | February 22, 2021 |
| October 2022 | $73,510,093 | 4 | March 13, 2022 |
| October 2023 | $75,938,298 | 4 | May 17, 2023 |
| October 2024 | $77,741,764 | 3 | June 26, 2024 |
| October 2025 | $73,211,674 | 2 | March 17, 2025 |
| October 2026 | $80,604,656 | 2 | March 13, 2026 |

Regulatory assets under management: $101,397,729 in the October 2021 data and $80,604,656 in the October 2026 data, down 21%.
Total employees: 4 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $73,211,674 to $80,604,656 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mollot & Hardy, Inc. (CRD 128377): Form ADV filing data as of October 2026.