{
  "crd_number": 287538,
  "slug": "mokosak-advisory-group-llc-urbandale-ia-287538",
  "primary_business_name": "MOKOSAK ADVISORY GROUP, LLC",
  "legal_name": "MOKOSAK ADVISORY GROUP, LLC",
  "dbas": [],
  "city": "Urbandale",
  "state": "IA",
  "country": "United States",
  "cbsa_code": "19780",
  "metro": {
    "cbsa_code": "19780",
    "common_name": "Des Moines",
    "msa_name": "Des Moines-West Des Moines, IA",
    "path": "/advisors/ia/des-moines"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-04-07",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-02-24",
  "carried_forward": false,
  "raum_total": 413919041.0,
  "raum_discretionary": 409808933.0,
  "raum_non_discretionary": 4110108.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 87460.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 106799022.0,
      "count": 357
    },
    "high_net_worth_individuals": {
      "raum": 307032559.0,
      "count": 133
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "IA",
    "IN",
    "MN",
    "MO",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/MOKOSAKAG",
    "https://mokosakadvisorygroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287538",
  "city_as_filed": "URBANDALE",
  "url": "https://advisorcensus.com/firm/mokosak-advisory-group-llc-urbandale-ia-287538",
  "display_name": "Mokosak Advisory Group, LLC",
  "summary": "Mokosak Advisory Group, LLC is an SEC-registered investment advisory firm in Urbandale, IA, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.",
  "citation": "AdvisorCensus. Mokosak Advisory Group, LLC (CRD 287538): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Mokosak Advisory Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mokosak Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Mokosak Advisory Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $500,000: 1.4% a year; $500,001 to $1,000,000: 1% a year; $1,000,001 to $4,000,000: 0.75% a year; $4,000,001 to $10,000,000: 0.5% a year; Above $10,000,001: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Mokosak Advisory Group, LLC located?",
      "a": "Mokosak Advisory Group, LLC's principal office is in Urbandale, IA, according to its Form ADV."
    },
    {
      "q": "Is Mokosak Advisory Group, LLC registered with the SEC or a state?",
      "a": "Mokosak Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287538."
    },
    {
      "q": "How much does Mokosak Advisory Group, LLC manage?",
      "a": "Mokosak Advisory Group, LLC reports $413,919,041 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (99% discretionary)."
    },
    {
      "q": "How have Mokosak Advisory Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mokosak Advisory Group, LLC: Regulatory assets under management: $219,677,632 in the October 2021 data and $413,919,041 in the October 2026 data, up 88%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mokosak Advisory Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (357); high net worth individuals (133)."
    },
    {
      "q": "Which custodians does Mokosak Advisory Group, LLC use?",
      "a": "Mokosak Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mokosak Advisory Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287538"
    },
    {
      "q": "Does Mokosak Advisory Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 says: \"There is generally no required minimum portfolio balance for our Portfolio Management Services.\""
    },
    {
      "q": "What changed in Mokosak Advisory Group, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $345,300,877 to $413,919,041 (+20%). Registered or notice-filed in IN."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 219677632.0,
      "total_employees": 3,
      "filing_date": "2021-03-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 276206462.0,
      "total_employees": 3,
      "filing_date": "2022-09-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 228333737.0,
      "total_employees": 3,
      "filing_date": "2023-04-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 288131152.0,
      "total_employees": 4,
      "filing_date": "2024-03-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 345300877.0,
      "total_employees": 4,
      "filing_date": "2025-02-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 413919041.0,
      "total_employees": 4,
      "filing_date": "2026-02-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $345,300,877 to $413,919,041 (+20%).",
        "Registered or notice-filed in IN."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.4%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,001 to $4,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$4,000,001 to $10,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $10,000,001",
        "rate": "0.25%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.4% a year",
          "$500,001 to $1,000,000: 1% a year",
          "$1,000,001 to $4,000,000: 0.75% a year",
          "$4,000,001 to $10,000,000: 0.5% a year",
          "Above $10,000,001: 0.25% a year"
        ],
        "quotes": [
          "$0 - $500,000 1.40% $500,001 - $1,000,000 1.00% $1,000,001 - $4,000,000 0.75% $4,000,001 - $10,000,000 0.50% $10,000,001 – And Above 0.25%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is generally no required minimum portfolio balance for our Portfolio Management Services."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.4
        },
        {
          "min": 500001.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000001.0,
          "max": 4000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 4000001.0,
          "max": 10000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 10000001.0,
          "max": null,
          "rate_pct": 0.25
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "$0 - $500,000 1.40% $500,001 - $1,000,000 1.00% $1,000,001 - $4,000,000 0.75% $4,000,001 - $10,000,000 0.50% $10,000,001 – And Above 0.25%",
      "There is generally no required minimum portfolio balance for our Portfolio Management Services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mokosak-advisory-group-llc-urbandale-ia-287538.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 357,
      "fewer_than_5": false,
      "raum": 106799022.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 133,
      "fewer_than_5": false,
      "raum": 307032559.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 87460.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287538",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}