# MOK Financial Planning & Tax, Inc.

> MOK Financial Planning & Tax, Inc. is a state-registered investment advisory firm in Millis, MA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 289716
- Filed as: MOK FINANCIAL PLANNING & TAX, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Millis, MA
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/289716
- AdvisorCensus page: https://advisorcensus.com/firm/mok-financial-planning-and-tax-inc-millis-ma-289716

## Quick answers

**How is MOK Financial Planning & Tax, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), MOK Financial Planning & Tax, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is MOK Financial Planning & Tax, Inc. located?**
MOK Financial Planning & Tax, Inc.'s principal office is in Millis, MA, according to its Form ADV.

**Is MOK Financial Planning & Tax, Inc. registered with the SEC or a state?**
MOK Financial Planning & Tax, Inc. is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 289716.

**How much does MOK Financial Planning & Tax, Inc. manage?**
MOK Financial Planning & Tax, Inc. reports $54,034,010 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**What types of clients does MOK Financial Planning & Tax, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (49); high net worth individuals (33).

**Does MOK Financial Planning & Tax, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289716

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $54,034,010
- Discretionary: $54,034,010
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 49 | $12,104,080 |
| High net worth individuals | 33 | $41,929,930 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2017 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mokfpt.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MOK Financial Planning & Tax, Inc. (CRD 289716): Form ADV filing data as of October 2026.