# MOK Capital Management

> MOK Capital Management is a state-registered investment advisory firm in Los Altos, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 110182
- Filed as: MOK CAPITAL MANAGEMENT
- Legal name: MOK Stanley Quion
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Los Altos, CA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/110182
- AdvisorCensus page: https://advisorcensus.com/firm/mok-capital-management-los-altos-ca-110182

## Quick answers

**How is MOK Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), MOK Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is MOK Capital Management located?**
MOK Capital Management's principal office is in Los Altos, CA, according to its Form ADV.

**Is MOK Capital Management registered with the SEC or a state?**
MOK Capital Management is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 110182.

**How much does MOK Capital Management manage?**
MOK Capital Management reports $63,648,682 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (77% discretionary).

**What types of clients does MOK Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50); high net worth individuals (24).

**Does MOK Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110182

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $63,648,682
- Discretionary: $48,837,388
- Non-discretionary: $14,811,294

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $11,827,211 |
| High net worth individuals | 24 | $51,821,471 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NV, OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mokcapital.squarespace.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MOK Capital Management (CRD 110182): Form ADV filing data as of October 2026.