# Mohawk Capital Advisors, LLC

> Mohawk Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 172304
- Filed as: MOHAWK CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172304
- AdvisorCensus page: https://advisorcensus.com/firm/mohawk-capital-advisors-llc-172304

## Quick answers

**How is Mohawk Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mohawk Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Mohawk Capital Advisors, LLC registered with the SEC or a state?**
Mohawk Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172304.

**How much does Mohawk Capital Advisors, LLC manage?**
Mohawk Capital Advisors, LLC reports $35,539,000 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary).

**How have Mohawk Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Mohawk Capital Advisors, LLC: Regulatory assets under management: $63,200,000 in the October 2021 data and $35,539,000 in the October 2026 data, down 44%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mohawk Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (13).

**Which custodians does Mohawk Capital Advisors, LLC use?**
Mohawk Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Mohawk Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172304

**Does Mohawk Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 10, 2026 says: "Mohawk Capital Advisors does not require the client to have a minimum investment amount to open and/or to maintain an account with it."

**What changed in Mohawk Capital Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $45,301,000 to $35,539,000 (-22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 10, 2026)

- Account minimum: None

> Mohawk Capital Advisors does not require the client to have a minimum investment amount to open and/or to maintain an account with it.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $35,539,000
- Discretionary: $35,539,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $5,047,000 |
| High net worth individuals | 13 | $30,492,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $63,200,000 | 1 | March 9, 2021 |
| October 2022 | $77,270,000 | 1 | March 9, 2022 |
| October 2023 | $48,819,000 | 1 | March 27, 2023 |
| October 2024 | $41,020,596 | 1 | April 18, 2024 |
| October 2025 | $45,301,000 | 1 | March 7, 2025 |
| October 2026 | $35,539,000 | 1 | February 10, 2026 |

Regulatory assets under management: $63,200,000 in the October 2021 data and $35,539,000 in the October 2026 data, down 44%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $45,301,000 to $35,539,000 (-22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mohawk Capital Advisors, LLC (CRD 172304): Form ADV filing data as of October 2026.