# Modus Advisors, LLC

> Modus Advisors, LLC is an SEC-registered investment advisory firm in Excelsior, MN, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 291204
- Filed as: MODUS ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Excelsior, MN
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/291204
- AdvisorCensus page: https://advisorcensus.com/firm/modus-advisors-llc-excelsior-mn-291204

## Quick answers

**How is Modus Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Modus Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Modus Advisors, LLC located?**
Modus Advisors, LLC's principal office is in Excelsior, MN, according to its Form ADV.

**Is Modus Advisors, LLC registered with the SEC or a state?**
Modus Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291204.

**How much does Modus Advisors, LLC manage?**
Modus Advisors, LLC reports $601,069,964 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (99% discretionary).

**How have Modus Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Modus Advisors, LLC: Regulatory assets under management: $337,765,310 in the October 2021 data and $601,069,964 in the October 2026 data, up 78%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Modus Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (184); high net worth individuals (162); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Modus Advisors, LLC use?**
Modus Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Modus Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291204

**What changed in Modus Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $513,987,454 to $601,069,964 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $601,069,964
- Discretionary: $592,780,911
- Non-discretionary: $8,289,053

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 184 | $74,076,986 |
| High net worth individuals | 162 | $526,992,978 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, MN, NE, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- modusadvisors.com
- Facebook @ModusAdvisors
- LinkedIn @modus-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $337,765,310 | 6 | January 27, 2021 |
| October 2022 | $398,303,547 | 5 | February 22, 2022 |
| October 2023 | $351,314,439 | 6 | March 14, 2023 |
| October 2024 | $432,365,232 | 7 | February 26, 2024 |
| October 2025 | $513,987,454 | 7 | March 20, 2025 |
| October 2026 | $601,069,964 | 8 | February 23, 2026 |

Regulatory assets under management: $337,765,310 in the October 2021 data and $601,069,964 in the October 2026 data, up 78%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $513,987,454 to $601,069,964 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Modus Advisors, LLC (CRD 291204): Form ADV filing data as of October 2026.