# Modern Wealth Management, LLC

> Modern Wealth Management, LLC is an SEC-registered investment advisory firm in Kansas City, MO, registered since 2023, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 324624
- Filed as: MODERN WEALTH MANAGEMENT, LLC
- Also doing business as: MODERN WEALTH MANAGEMENT OF ARIZONA, PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC, PUBLIC SAFETY FINANCIAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kansas City, MO
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324624
- AdvisorCensus page: https://advisorcensus.com/firm/modern-wealth-management-llc-kansas-city-mo-324624

## Quick answers

**How is Modern Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Modern Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Modern Wealth Management, LLC located?**
Modern Wealth Management, LLC's principal office is in Kansas City, MO, according to its Form ADV; the August 2026 filing also lists 21 other offices (Schedule D, Section 1.F).

**Is Modern Wealth Management, LLC registered with the SEC or a state?**
Modern Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324624.

**How much does Modern Wealth Management, LLC manage?**
Modern Wealth Management, LLC reports $10,904,051,242 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (94% discretionary).

**How have Modern Wealth Management, LLC's assets and staff changed since 2023?**
In the Form ADV data for Modern Wealth Management, LLC: Regulatory assets under management: $1,535,399,313 in the October 2023 data and $10,904,051,242 in the October 2026 data, up 610%. Total employees: 58 in October 2023 and 253 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Modern Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8,995); high net worth individuals (2,529); pension and profit sharing plans (but not the plan participants or government pension plans) (365).

**Which custodians does Modern Wealth Management, LLC use?**
Modern Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Modern Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324624

**What changed in Modern Wealth Management, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in PR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $10,904,051,242
- Discretionary: $10,229,142,508
- Non-discretionary: $674,908,734

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8,995 | $3,218,817,989 |
| High net worth individuals | 2,529 | $6,369,937,517 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 365 | $1,270,097,436 |
| Charitable organizations | 19 | $27,464,743 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 26 | $17,733,557 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 253 total, 102 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Bingham Farms, MI
- Boise, ID
- Calabasas, CA
- Campbell, CA
- Chapel Hill, NC
- Chester Springs, PA
- El Segundo, CA
- Glidden, IA
- Kansas City, MO
- Knoxville, TN
- Laguna Beach, CA
- Lee'S Summit, MO
- Lenexa, KS
- Mesa, AZ
- Monterey, CA
- Mooresville, IN
- Orland Park, IL
- Reston, VA
- Rochester, NY
- Saginaw, MI
- Troy, MI

### Websites listed on Form ADV (Item 1.I)
- advantageofferings.com
- allworth.ai
- allworthfinancial.ai
- americaswealthmanagementshow.biz
- americaswealthmanagementshow.com
- americaswealthmanagementshow.info
- americaswealthmanagementshow.me
- americaswealthmanagementshow.mobi
- americaswealthmanagementshow.net
- americaswealthmanagementshow.org
- barberfinancialgroup.com
- barberfinancialgroup.net
- barberfinancialgroup.org
- beaconpointe.ai
- beltz-ianni.com
- bsky.app/profile/meetmodernwealth.bsky.social
- centrifugewealth.com
- cj-fs.com
- cj-is.com
- cjis.online
- cjwealth.com
- cjwealth.net
- cjwealthadvisors.com
- cjwealthadvisors.net
- companyretirementplanning.com
- companyretirementplans.com
- deanbarber.com
- earn4u.com
- enhancedretirementsolutions.com
- erstpa.com
- fisergroup.com
- galloway911.com
- galloway911.org
- gardey.com
- guidedretirementshow.com
- kayecapital.com
- lfmwm.com
- midwestfinancial.us
- midwestfinancial.us/-
- mjamescpa.com
- modcast.show
- modernwealthbusiness.com
- modernwealthmanagement.ai
- modernwealthmanagement.com
- modernwealthmanagement.org
- modernwomen.ai
- modwb.com
- modwm.ai
- modwm.com
- modwm.com/education-center
- ofgwealth.com
- ofmwealth.com
- ofmwealth.net
- ogrizovichfinancial.com
- ogrizovichfinancial.net
- ogrizovichfinancial.site
- osiwalafinancial.com
- parallelfinancial.ai
- parallelwealth.ai
- petsofinancial.com
- plan-4u.com
- planningkeys.com
- qstrategiesinc.com
- retirementplanchecklist.com
- rothaholic.com
- savingskeys.com
- studyretirement.com
- teamwealthinvestments.com
- theguidedretirementshow.com
- wadefa.com
- wmsplan.com
- womeninwealth.ai
- yourconfidencescore.com
- Facebook @AWMShow
- Facebook @MeetModernWealthManagement
- Facebook @guidedretirementshow
- Instagram @modern_wealth_management
- LinkedIn @meet-modern-wealth-management
- X @Meet_Modern
- YouTube @AmericasWealthManagementShow
- YouTube @MeetModernWealth
- YouTube @TheGuidedRetirementShow
- YouTube @UCTVoydiewMqG0Jak2qA-BHA
- YouTube @barberfinancialgroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $1,535,399,313 | 58 | October 2, 2023 |
| October 2024 | $2,073,107,856 | 92 | September 19, 2024 |
| October 2025 | $6,148,915,787 | 150 | March 28, 2025 |
| October 2026 | $10,904,051,242 | 253 | July 2, 2026 |

Regulatory assets under management: $1,535,399,313 in the October 2023 data and $10,904,051,242 in the October 2026 data, up 610%.
Total employees: 58 in October 2023 and 253 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in PR.

### April 2026
- Regulatory assets under management went from $6,148,915,787 to $10,904,051,242 (+77%).
- Employees performing advisory functions went from 54 to 102.
- Added an office in Calabasas, CA.
- Added an office in Campbell, CA.
- Added an office in Chester Springs, PA.
- Added an office in El Segundo, CA.
- Added an office in Lenexa, KS.
- Added an office in Mesa, AZ.
- Added an office in Orland Park, IL.
- No longer lists an office in Exton, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Modern Wealth Management, LLC (CRD 324624): Form ADV filing data as of October 2026.