# Modern Capital Management, Co.

> Modern Capital Management, Co. is an SEC-registered investment advisory firm in Mt Pleasant, SC, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 306631
- Filed as: MODERN CAPITAL MANAGEMENT, CO.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mt Pleasant, SC
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306631
- AdvisorCensus page: https://advisorcensus.com/firm/modern-capital-management-co-mt-pleasant-sc-306631

## Quick answers

**How is Modern Capital Management, Co. compensated?**
On its Form ADV (Item 5.E, October 2026), Modern Capital Management, Co. reports these compensation arrangements: a percentage of assets under its management.

**How much does Modern Capital Management, Co. charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Modern Capital Management, Co. located?**
Modern Capital Management, Co.'s principal office is in Mt Pleasant, SC, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Modern Capital Management, Co. registered with the SEC or a state?**
Modern Capital Management, Co. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306631.

**How much does Modern Capital Management, Co. manage?**
Modern Capital Management, Co. reports $90,653,658 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (96% discretionary).

**How have Modern Capital Management, Co.'s assets and staff changed since 2021?**
In the Form ADV data for Modern Capital Management, Co.: Regulatory assets under management: $260,717 in the October 2021 data and $90,653,658 in the October 2026 data, up 34671%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Modern Capital Management, Co. serve?**
By number of clients on Form ADV Item 5.D: banking or thrift institutions (12); corporations or other businesses not listed above (8); investment companies (1).

**Which custodians does Modern Capital Management, Co. use?**
Modern Capital Management, Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Modern Capital Management, Co. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306631

**Does Modern Capital Management, Co. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The Firm generally requires a minimum relationship size of $1,000,000, which may be waived at its discretion."

**What changed in Modern Capital Management, Co.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $100,752,195 to $90,653,658 (-10%). Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)

> The Firm generally charges advisory fees ranging from 0.25% to 2.00% of assets under management.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The Firm generally requires a minimum relationship size of $1,000,000, which may be waived at its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $90,653,658
- Discretionary: $87,330,861
- Non-discretionary: $3,322,797

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $3,322,797 |
| Banking or thrift institutions | 12 | $9,238,724 |
| Investment companies | 1 | $76,117,797 |
| Corporations or other businesses not listed above | 8 | $1,974,340 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2020 (6 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, ME, NY, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bridgehampton, NY

### Websites listed on Form ADV (Item 1.I)
- moderncap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $260,717 | 5 | May 3, 2021 |
| October 2022 | $13,359,729 | 5 | August 19, 2022 |
| October 2023 | $31,696,875 | 6 | April 3, 2023 |
| October 2024 | $42,478,799 | 7 | March 29, 2024 |
| October 2025 | $100,752,195 | 7 | March 31, 2025 |
| October 2026 | $90,653,658 | 6 | March 31, 2026 |

Regulatory assets under management: $260,717 in the October 2021 data and $90,653,658 in the October 2026 data, up 34671%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $100,752,195 to $90,653,658 (-10%).
- Registered or notice-filed in CA.

### January 2026
- Registered or notice-filed in ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Modern Capital Management, Co. (CRD 306631): Form ADV filing data as of October 2026.