# Modera Wealth Management, LLC

> Modera Wealth Management, LLC is an SEC-registered investment advisory firm in Westwood, NJ, registered since 2010, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 155649
- Filed as: MODERA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westwood, NJ
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155649
- AdvisorCensus page: https://advisorcensus.com/firm/modera-wealth-management-llc-westwood-nj-155649

## Quick answers

**How is Modera Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Modera Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Modera Wealth Management, LLC located?**
Modera Wealth Management, LLC's principal office is in Westwood, NJ, according to its Form ADV; the October 2026 filing also lists 22 other offices (Schedule D, Section 1.F).

**Is Modera Wealth Management, LLC registered with the SEC or a state?**
Modera Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 155649.

**How much does Modera Wealth Management, LLC manage?**
Modera Wealth Management, LLC reports $17,678,214,162 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (96% discretionary).

**How have Modera Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Modera Wealth Management, LLC: Regulatory assets under management: $4,957,474,109 in the October 2021 data and $17,678,214,162 in the October 2026 data, up 257%. Total employees: 81 in October 2021 and 238 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Modera Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3,443); individuals (other than high net worth individuals) (2,475); charitable organizations (195).

**Which custodians does Modera Wealth Management, LLC use?**
Modera Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Modera Wealth Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155649

**Does Modera Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "While we do not have any minimum account size, these minimum quarterly fees can cause clients to pay fees that exceed those in the highest percentage tier above, particularly for those with smaller account values."

**What changed in Modera Wealth Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.A(2)). Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: None

> While we do not have any minimum account size, these minimum quarterly fees can cause clients to pay fees that exceed those in the highest percentage tier above, particularly for those with smaller account values.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $17,678,214,162
- Discretionary: $16,896,049,968
- Non-discretionary: $782,164,194

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,475 | $1,050,423,343 |
| High net worth individuals | 3,443 | $15,134,873,525 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 111 | $396,967,500 |
| Charitable organizations | 195 | $627,841,949 |
| Corporations or other businesses not listed above | 84 | $468,107,845 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2010 (15 years)
- Employees: 238 total, 106 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155649

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Allentown, PA
- Annapolis, MD
- Asheville, NC
- Atlanta, GA
- Boston, MA
- Charlotte, NC
- Inverness, FL
- McLean, VA
- New Providence, NJ
- New York, NY
- Oradell, NJ
- Plantation, FL
- Rye Brook, NY
- Sarasota, FL
- South Jordan, UT
- Southern Pines, NC
- St. Petersburg, FL
- Stevensville, MD
- Tryon, NC
- Wayne, PA
- Westwood, MA
- Winston-Salem, NC

### Websites listed on Form ADV (Item 1.I)
- feeonlynetwork.com
- moderawealth.com
- napfa.org
- Facebook @moderawealthmanagement
- LinkedIn @modera-wealth-management
- YouTube @ModeraWealthManagementLLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,957,474,109 | 81 | August 23, 2021 |
| October 2022 | $6,950,534,211 | 87 | September 2, 2022 |
| October 2023 | $6,800,794,762 | 111 | October 2, 2023 |
| October 2024 | $12,532,443,204 | 200 | July 1, 2024 |
| October 2025 | $15,510,482,152 | 219 | May 8, 2025 |
| October 2026 | $17,678,214,162 | 238 | September 14, 2026 |

Regulatory assets under management: $4,957,474,109 in the October 2021 data and $17,678,214,162 in the October 2026 data, up 257%.
Total employees: 81 in October 2021 and 238 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.A(2)).
- Registered or notice-filed in CO.

### July 2026
- Added an office in Plantation, FL.
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Changed its office addresses in New York, NY.

### April 2026
- Employees performing advisory functions went from 113 to 106.
- Regulatory assets under management went from $15,510,482,152 to $17,678,214,162 (+14%).
- Changed its office addresses in Charlotte, NC.
- Changed its office addresses in Inverness, FL.
- Added an office in South Jordan, UT.

### February 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in MT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Modera Wealth Management, LLC (CRD 155649): Form ADV filing data as of October 2026.