# Model Capital Management LLC

> Model Capital Management LLC is a state-registered investment advisory firm in Waltham, MA, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 29, 2025.

- CRD: 166921
- Filed as: MODEL CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Waltham, MA
- Filing period: October 2026
- Form ADV filing dated: September 29, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/166921
- AdvisorCensus page: https://advisorcensus.com/firm/model-capital-management-llc-waltham-ma-166921

## Quick answers

**How is Model Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Model Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Model Capital Management LLC located?**
Model Capital Management LLC's principal office is in Waltham, MA, according to its Form ADV.

**Is Model Capital Management LLC registered with the SEC or a state?**
Model Capital Management LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 166921.

**How much does Model Capital Management LLC manage?**
Model Capital Management LLC reports $47,573,068 in regulatory assets under management in its Form ADV filing dated September 29, 2025 (97% discretionary).

**How have Model Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Model Capital Management LLC: Regulatory assets under management: $473,684,772 in the October 2021 data and $47,573,068 in the October 2026 data, down 90%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Model Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (11).

**Does Model Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/166921

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $47,573,068
- Discretionary: $46,237,825
- Non-discretionary: $1,335,243

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other investment advisers | 11 | $47,573,068 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- modelcapital.com
- LinkedIn @model-capital-management-llc
- X @modelcap
- YouTube @modelcapital4549

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $473,684,772 | 4 | March 29, 2021 |
| October 2022 | $50,583,684 | 2 | August 10, 2022 |
| October 2026 | $47,573,068 | 3 | September 29, 2025 |

Regulatory assets under management: $473,684,772 in the October 2021 data and $47,573,068 in the October 2026 data, down 90%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Model Capital Management LLC (CRD 166921): Form ADV filing data as of October 2026.