{
  "crd_number": 155426,
  "slug": "mma-asset-management-llc-conshohocken-pa-155426",
  "primary_business_name": "MMA ASSET MANAGEMENT LLC",
  "legal_name": "MMA ASSET MANAGEMENT LLC",
  "dbas": [
    "COMPASS FINANCIAL PARTNERS"
  ],
  "city": "Conshohocken",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-11-10",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-06-30",
  "carried_forward": false,
  "raum_total": 787818303.0,
  "raum_discretionary": 401892240.0,
  "raum_non_discretionary": 385926063.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 19,
  "advisory_employees": 18,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 9378032.0,
      "count": 5
    },
    "individuals": {
      "raum": 39347888.0,
      "count": 134
    },
    "pension_profit_sharing": {
      "raum": 416561810.0,
      "count": 8
    },
    "high_net_worth_individuals": {
      "raum": 290589483.0,
      "count": 148
    },
    "corporations_other_businesses": {
      "raum": 31941090.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "DC",
    "DE",
    "FL",
    "GA",
    "ID",
    "KS",
    "KY",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "MT",
    "NC",
    "NE",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "PA",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI"
  ],
  "websites": [
    "https://compassfp.com",
    "https://marshmma.com/offerings/retirement-services",
    "https://marshmma.com/us/solutions/wealth-management.html",
    "https://marshmmamidwest.com/solutions/retirement-services"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155426",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "CONSHOHOCKEN",
  "url": "https://advisorcensus.com/firm/mma-asset-management-llc-conshohocken-pa-155426",
  "display_name": "MMA Asset Management LLC",
  "summary": "MMA Asset Management LLC is an SEC-registered investment advisory firm in Conshohocken, PA, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 30, 2026.",
  "citation": "AdvisorCensus. MMA Asset Management LLC (CRD 155426): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is MMA Asset Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), MMA Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is MMA Asset Management LLC located?",
      "a": "MMA Asset Management LLC's principal office is in Conshohocken, PA, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is MMA Asset Management LLC registered with the SEC or a state?",
      "a": "MMA Asset Management LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 155426."
    },
    {
      "q": "How much does MMA Asset Management LLC manage?",
      "a": "MMA Asset Management LLC reports $787,818,303 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (51% discretionary)."
    },
    {
      "q": "How have MMA Asset Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for MMA Asset Management LLC: Regulatory assets under management: $405,687,684 in the October 2021 data and $787,818,303 in the October 2026 data, up 94%. Total employees: 10 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does MMA Asset Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (148); individuals (other than high net worth individuals) (134); pension and profit sharing plans (but not the plan participants or government pension plans) (8)."
    },
    {
      "q": "Which custodians does MMA Asset Management LLC use?",
      "a": "MMA Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Amalgamated Bank, Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does MMA Asset Management LLC report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155426"
    },
    {
      "q": "What changed in MMA Asset Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $715,242,096 to $787,818,303 (+10%). Employees performing advisory functions went from 16 to 18. Added an office in Minneapolis, MN. No longer lists an office in San Diego, CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 405687684.0,
      "total_employees": 10,
      "filing_date": "2021-07-07"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 514633223.0,
      "total_employees": 10,
      "filing_date": "2022-06-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 462998978.0,
      "total_employees": 15,
      "filing_date": "2023-04-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 638385367.0,
      "total_employees": 17,
      "filing_date": "2024-03-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 715242096.0,
      "total_employees": 17,
      "filing_date": "2025-06-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 787818303.0,
      "total_employees": 19,
      "filing_date": "2026-06-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $715,242,096 to $787,818,303 (+10%).",
        "Employees performing advisory functions went from 16 to 18.",
        "Added an office in Minneapolis, MN.",
        "No longer lists an office in San Diego, CA."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CO, DC, DE, ID, KS, KY, MA, MD, MN, MO, MT, NE, NV, OH, OK, TN, UT, VT, WA, WI."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Amalgamated Bank",
      "name_as_filed": "AMALGAMATED BANK",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mma-asset-management-llc-conshohocken-pa-155426.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 134,
      "fewer_than_5": false,
      "raum": 39347888.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 148,
      "fewer_than_5": false,
      "raum": 290589483.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 416561810.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 9378032.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 31941090.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155426",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}