# MLC Asset Management US LLC

> MLC Asset Management US LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 314738
- Filed as: MLC ASSET MANAGEMENT US LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314738
- AdvisorCensus page: https://advisorcensus.com/firm/mlc-asset-management-us-llc-new-york-ny-314738

## Quick answers

**How is MLC Asset Management US LLC compensated?**
On its Form ADV (Item 5.E, October 2026), MLC Asset Management US LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is MLC Asset Management US LLC located?**
MLC Asset Management US LLC's principal office is in New York, NY, according to its Form ADV.

**Is MLC Asset Management US LLC registered with the SEC or a state?**
MLC Asset Management US LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314738.

**How much does MLC Asset Management US LLC manage?**
MLC Asset Management US LLC reports $2,806,466,350 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (23% discretionary).

**How have MLC Asset Management US LLC's assets and staff changed since 2021?**
In the Form ADV data for MLC Asset Management US LLC: Regulatory assets under management: $1,339,830,000 in the October 2021 data and $2,806,466,350 in the October 2026 data, up 109%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MLC Asset Management US LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (17).

**Does MLC Asset Management US LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314738

**What changed in MLC Asset Management US LLC's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,806,466,350
- Discretionary: $633,933,846
- Non-discretionary: $2,172,532,504

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 17 | $2,806,466,350 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,339,830,000 | 5 | September 22, 2021 |
| October 2022 | $1,655,830,000 | 6 | September 26, 2022 |
| October 2023 | $1,903,970,000 | 4 | September 25, 2023 |
| October 2024 | $2,701,600,000 | 3 | September 25, 2024 |
| October 2025 | $2,701,600,000 | 3 | September 25, 2024 |
| October 2026 | $2,806,466,350 | 4 | September 22, 2026 |

Regulatory assets under management: $1,339,830,000 in the October 2021 data and $2,806,466,350 in the October 2026 data, up 109%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 3 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MLC Asset Management US LLC (CRD 314738): Form ADV filing data as of October 2026.