# MKT Advisors LLC

> MKT Advisors LLC is an SEC-registered investment advisory firm in Carlsbad, CA, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.

- CRD: 163833
- Filed as: MKT ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/163833
- AdvisorCensus page: https://advisorcensus.com/firm/mkt-advisors-llc-carlsbad-ca-163833

## Quick answers

**How is MKT Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), MKT Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**What does MKT Advisors LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated August 17, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $5,000,000: 0.65% a year; $5,000,000 to $10,000,000: 0.4% a year; Above $10,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is MKT Advisors LLC located?**
MKT Advisors LLC's principal office is in Carlsbad, CA, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is MKT Advisors LLC registered with the SEC or a state?**
MKT Advisors LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 163833.

**How much does MKT Advisors LLC manage?**
MKT Advisors LLC reports $463,745,899 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (97% discretionary).

**How have MKT Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for MKT Advisors LLC: Regulatory assets under management: $315,761,287 in the October 2021 data and $463,745,899 in the October 2026 data, up 47%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MKT Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (237); high net worth individuals (137); charitable organizations (9).

**Which custodians does MKT Advisors LLC use?**
MKT Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does MKT Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163833

**What changed in MKT Advisors LLC's recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 17, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $5,000,000: 0.65% a year
- $5,000,000 to $10,000,000: 0.4% a year
- Above $10,000,000: 0.35% a year

> Investment advisory fees are based on the following schedule: Assets Under Management ($) Annual Rate (%) First $1,000,000 1.00% Next $4,000,000 0.65% Next $5,000,000 0.40% $10,000,000 and over 0.35%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $463,745,899
- Discretionary: $451,400,072
- Non-discretionary: $12,345,827

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 237 | $80,411,321 |
| High net worth individuals | 137 | $355,489,378 |
| Charitable organizations | 9 | $23,970,546 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,874,654 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, ID, MA, NE, NH, NV, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Santa Barbara, CA

### Websites listed on Form ADV (Item 1.I)
- mktadvisorsllc.com
- Facebook @MKTADVISORS
- LinkedIn @MKT-ADVISORS-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $315,761,287 | 3 | April 21, 2021 |
| October 2022 | $362,011,672 | 4 | January 21, 2022 |
| October 2023 | $353,982,223 | 4 | February 9, 2023 |
| October 2024 | $381,507,601 | 4 | April 24, 2024 |
| October 2025 | $422,577,650 | 5 | March 4, 2025 |
| October 2026 | $463,745,899 | 6 | August 17, 2026 |

Regulatory assets under management: $315,761,287 in the October 2021 data and $463,745,899 in the October 2026 data, up 47%.
Total employees: 3 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MKT Advisors LLC (CRD 163833): Form ADV filing data as of October 2026.