# MKG Financial Group, Inc.

> MKG Financial Group, Inc. is a state-registered investment advisory firm in Portland, OR, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 104214
- Filed as: MKG FINANCIAL GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/104214
- AdvisorCensus page: https://advisorcensus.com/firm/mkg-financial-group-inc-portland-or-104214

## Quick answers

**How is MKG Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), MKG Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is MKG Financial Group, Inc. located?**
MKG Financial Group, Inc.'s principal office is in Portland, OR, according to its Form ADV.

**Is MKG Financial Group, Inc. registered with the SEC or a state?**
MKG Financial Group, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 104214.

**How much does MKG Financial Group, Inc. manage?**
MKG Financial Group, Inc. reports $15,993,814 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (99% discretionary).

**What types of clients does MKG Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65).

**Does MKG Financial Group, Inc. report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.E(1) (self-regulatory organization's finding of a false statement or omission), 11.E(2) (self-regulatory organization's finding of a rule violation), 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction), and 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/104214

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,993,814
- Discretionary: $15,810,508
- Non-discretionary: $183,306

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $10,906,377 |
| High net worth individuals | Fewer than 5 | $3,495,447 |
| Charitable organizations | Fewer than 5 | $1,591,989 |
| Corporations or other businesses not listed above | Fewer than 5 | $1 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, WA
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/104214

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @MKG-FINANCIAL-GROUP
- X @MKGFINANCIAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MKG Financial Group, Inc. (CRD 104214): Form ADV filing data as of October 2026.