# Mizzen Management LLC

> Mizzen Management LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 333592
- Filed as: MIZZEN MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333592
- AdvisorCensus page: https://advisorcensus.com/firm/mizzen-management-llc-stamford-ct-333592

## Quick answers

**How is Mizzen Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mizzen Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Mizzen Management LLC located?**
Mizzen Management LLC's principal office is in Stamford, CT, according to its Form ADV.

**Is Mizzen Management LLC registered with the SEC or a state?**
Mizzen Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333592.

**How much does Mizzen Management LLC manage?**
Mizzen Management LLC reports $458,971,958 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**How have Mizzen Management LLC's assets and staff changed since 2025?**
In the Form ADV data for Mizzen Management LLC: Regulatory assets under management: $392,119,965 in the October 2025 data and $458,971,958 in the October 2026 data, up 17%. Total employees: 13 in October 2025 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mizzen Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Mizzen Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333592

**What changed in Mizzen Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $392,119,965 to $458,971,958 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $458,971,958
- Discretionary: $458,971,958
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $458,971,958 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 13 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mizzencapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $392,119,965 | 13 | March 24, 2025 |
| October 2026 | $458,971,958 | 13 | March 6, 2026 |

Regulatory assets under management: $392,119,965 in the October 2025 data and $458,971,958 in the October 2026 data, up 17%.
Total employees: 13 in October 2025 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $392,119,965 to $458,971,958 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mizzen Management LLC (CRD 333592): Form ADV filing data as of October 2026.