# Mittelman Wealth Management

> Mittelman Wealth Management is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 313042
- Filed as: MITTELMAN WEALTH MANAGEMENT
- Legal name: Mittelman Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313042
- AdvisorCensus page: https://advisorcensus.com/firm/mittelman-wealth-management-313042

## Quick answers

**How is Mittelman Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Mittelman Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Mittelman Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 28, 2026 states: Up to $2,000,000: 1.5% a year; $2,000,001 to $10,000,000: 1.25% a year; $10,000,001 to $20,000,000: 1% a year; Above $20,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Mittelman Wealth Management registered with the SEC or a state?**
Mittelman Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313042.

**How much does Mittelman Wealth Management manage?**
Mittelman Wealth Management reports $204,612,176 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**How have Mittelman Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Mittelman Wealth Management: Regulatory assets under management: $116,824,561 in the October 2021 data and $204,612,176 in the October 2026 data, up 75%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mittelman Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33).

**Which custodians does Mittelman Wealth Management use?**
Mittelman Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mittelman Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313042

**What changed in Mittelman Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $243,358,275 to $204,612,176 (-16%). No longer lists an office in Andover, MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 28, 2026)

- Up to $2,000,000: 1.5% a year
- $2,000,001 to $10,000,000: 1.25% a year
- $10,000,001 to $20,000,000: 1% a year
- Above $20,000,000: see the brochure

> Our fee for investment management and wealth planning service is based on a percentage of the assets in your account and is set forth in the following annual fee schedule:

> Less than $2,000,000 1.50% Between $2,000,001 and $10,000,000 1.25% Between $10,000,001 and $20,000,000 1.00%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $204,612,176
- Discretionary: $204,612,176
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 33 | $199,089,222 |
| Charitable organizations | Fewer than 5 | $5,522,954 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mwmfamilyoffice.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $116,824,561 | 1 | July 12, 2021 |
| October 2022 | $148,464,209 | 1 | August 1, 2022 |
| October 2023 | $161,572,983 | 1 | March 17, 2023 |
| October 2024 | $194,609,214 | 1 | March 27, 2024 |
| October 2025 | $243,358,275 | 1 | March 31, 2025 |
| October 2026 | $204,612,176 | 1 | March 28, 2026 |

Regulatory assets under management: $116,824,561 in the October 2021 data and $204,612,176 in the October 2026 data, up 75%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $243,358,275 to $204,612,176 (-16%).
- No longer lists an office in Andover, MA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mittelman Wealth Management (CRD 313042): Form ADV filing data as of October 2026.