# Mission Street Wealth Planning

> Mission Street Wealth Planning is a state-registered investment advisory firm in Pasadena, CA, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 115310
- Filed as: MISSION STREET WEALTH PLANNING
- Legal name: PIA, Gary Ernest
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115310
- AdvisorCensus page: https://advisorcensus.com/firm/mission-street-wealth-planning-pasadena-ca-115310

## Quick answers

**How is Mission Street Wealth Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Mission Street Wealth Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Mission Street Wealth Planning located?**
Mission Street Wealth Planning's principal office is in Pasadena, CA, according to its Form ADV.

**Is Mission Street Wealth Planning registered with the SEC or a state?**
Mission Street Wealth Planning is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 115310.

**How much does Mission Street Wealth Planning manage?**
Mission Street Wealth Planning reports $42,100,996 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (0% discretionary).

**What types of clients does Mission Street Wealth Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39).

**Does Mission Street Wealth Planning report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115310

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $42,100,996
- Discretionary: $0
- Non-discretionary: $42,100,996

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $13,872,009 |
| High net worth individuals | Fewer than 5 | $27,918,024 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $310,963 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2001 (24 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115310

### Websites listed on Form ADV (Item 1.I)
- missionstreetwealth.com
- Facebook @missionstreetwealth
- Instagram @missionstreetwealth

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mission Street Wealth Planning (CRD 115310): Form ADV filing data as of October 2026.