# Mirae Asset Global Investments (USA) LLC

> Mirae Asset Global Investments (USA) LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 6, 2026.

- CRD: 147548
- Filed as: MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147548
- AdvisorCensus page: https://advisorcensus.com/firm/mirae-asset-global-investments-usa-llc-new-york-ny-147548

## Quick answers

**How is Mirae Asset Global Investments (USA) LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mirae Asset Global Investments (USA) LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mirae Asset Global Investments (USA) LLC located?**
Mirae Asset Global Investments (USA) LLC's principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Mirae Asset Global Investments (USA) LLC registered with the SEC or a state?**
Mirae Asset Global Investments (USA) LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147548.

**How much does Mirae Asset Global Investments (USA) LLC manage?**
Mirae Asset Global Investments (USA) LLC reports $5,826,259,120 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary).

**How have Mirae Asset Global Investments (USA) LLC's assets and staff changed since 2021?**
In the Form ADV data for Mirae Asset Global Investments (USA) LLC: Regulatory assets under management: $7,257,937,756 in the October 2021 data and $5,826,259,120 in the October 2026 data, down 20%. Total employees: 38 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mirae Asset Global Investments (USA) LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (43); investment companies (2).

**Does Mirae Asset Global Investments (USA) LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147548

**What changed in Mirae Asset Global Investments (USA) LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 13. Regulatory assets under management went from $4,723,519,312 to $5,826,259,120 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $5,826,259,120
- Discretionary: $5,818,110,246
- Non-discretionary: $8,148,874

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 2 | $476,787,315 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 43 | $5,349,471,805 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2008 (18 years)
- Employees: 25 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Los Angeles, CA

### Websites listed on Form ADV (Item 1.I)
- [investments.miraeasset.us](https://investments.miraeasset.us)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $7,257,937,756 | 38 | June 21, 2021 |
| October 2022 | $6,542,471,949 | 35 | June 7, 2022 |
| October 2023 | $4,652,527,006 | 38 | June 15, 2023 |
| October 2024 | $4,239,890,182 | 30 | May 6, 2024 |
| October 2025 | $4,723,519,312 | 27 | July 11, 2025 |
| October 2026 | $5,826,259,120 | 25 | May 6, 2026 |

Regulatory assets under management: $7,257,937,756 in the October 2021 data and $5,826,259,120 in the October 2026 data, down 20%.
Total employees: 38 in October 2021 and 25 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 13.
- Regulatory assets under management went from $4,723,519,312 to $5,826,259,120 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mirae Asset Global Investments (USA) LLC (CRD 147548): Form ADV filing data as of October 2026.