{
  "crd_number": 152807,
  "slug": "mirae-asset-global-investments-hong-kong-limited-hong-kong-152807",
  "primary_business_name": "MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED",
  "legal_name": "MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED",
  "dbas": [],
  "city": "Hong Kong",
  "state": null,
  "country": "Hong Kong",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-02-09",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 7870338902.0,
  "raum_discretionary": 420681722.0,
  "raum_non_discretionary": 7449657180.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 64,
  "advisory_employees": 21,
  "client_count_bucket": null,
  "clients_by_type": {
    "banking_thrift": {
      "raum": 229514982.0,
      "count": 2
    },
    "investment_companies": {
      "raum": 191166741.0,
      "count": 3
    },
    "pooled_investment_vehicles": {
      "raum": 7449657179.0,
      "count": 83
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://am.miraeasset.com.hk",
    "https://hk.linkedin.com/company/mirae-asset-global-investments-hong-kong"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152807",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "HONG KONG",
  "url": "https://advisorcensus.com/firm/mirae-asset-global-investments-hong-kong-limited-hong-kong-152807",
  "display_name": "Mirae Asset Global Investments (Hong Kong) Limited",
  "summary": "Mirae Asset Global Investments (Hong Kong) Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2010, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Mirae Asset Global Investments (Hong Kong) Limited (CRD 152807): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Mirae Asset Global Investments (Hong Kong) Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mirae Asset Global Investments (Hong Kong) Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Mirae Asset Global Investments (Hong Kong) Limited charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2025 states: Asset-based fee: 0.1% to 0.45% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Mirae Asset Global Investments (Hong Kong) Limited located?",
      "a": "Mirae Asset Global Investments (Hong Kong) Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV."
    },
    {
      "q": "Is Mirae Asset Global Investments (Hong Kong) Limited registered with the SEC or a state?",
      "a": "Mirae Asset Global Investments (Hong Kong) Limited is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152807."
    },
    {
      "q": "How much does Mirae Asset Global Investments (Hong Kong) Limited manage?",
      "a": "Mirae Asset Global Investments (Hong Kong) Limited reports $7,870,338,902 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (5% discretionary)."
    },
    {
      "q": "How have Mirae Asset Global Investments (Hong Kong) Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mirae Asset Global Investments (Hong Kong) Limited: Regulatory assets under management: $10,138,051,023 in the October 2021 data and $7,870,338,902 in the October 2026 data, down 22%. Total employees: 70 in October 2021 and 64 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mirae Asset Global Investments (Hong Kong) Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (83); investment companies (3); banking or thrift institutions (2)."
    },
    {
      "q": "Does Mirae Asset Global Investments (Hong Kong) Limited report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152807"
    },
    {
      "q": "What changed in Mirae Asset Global Investments (Hong Kong) Limited's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Its Item 11 disclosure answers changed. Employees performing advisory functions went from 22 to 21. Regulatory assets under management went from $4,786,354,089 to $7,870,338,902 (+64%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 10138051023.0,
      "total_employees": 70,
      "filing_date": "2021-04-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 10528067048.0,
      "total_employees": 96,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 6241675875.0,
      "total_employees": 96,
      "filing_date": "2023-05-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 4719869344.0,
      "total_employees": 65,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 4786354089.0,
      "total_employees": 65,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 7870338902.0,
      "total_employees": 64,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Its Item 11 disclosure answers changed.",
        "Employees performing advisory functions went from 22 to 21.",
        "Regulatory assets under management went from $4,786,354,089 to $7,870,338,902 (+64%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2025",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.1% to 0.45% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.1% to 0.45% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The Adviser generally receives advisory fees that range from 0.10% to 0.45% per annum of the assets under management, or a fixed fee as agreed with the client(s)."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.1,
        0.45
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The Adviser generally receives advisory fees that range from 0.10% to 0.45% per annum of the assets under management, or a fixed fee as agreed with the client(s)."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mirae-asset-global-investments-hong-kong-limited-hong-kong-152807.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 2,
      "fewer_than_5": false,
      "raum": 229514982.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 3,
      "fewer_than_5": false,
      "raum": 191166741.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 83,
      "fewer_than_5": false,
      "raum": 7449657179.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152807",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
