# MIO Partners, Inc.

> MIO Partners, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1992, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 108637
- Filed as: MIO PARTNERS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108637
- AdvisorCensus page: https://advisorcensus.com/firm/mio-partners-inc-new-york-ny-108637

## Quick answers

**How is MIO Partners, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), MIO Partners, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is MIO Partners, Inc. located?**
MIO Partners, Inc.'s principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is MIO Partners, Inc. registered with the SEC or a state?**
MIO Partners, Inc. is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 108637.

**How much does MIO Partners, Inc. manage?**
MIO Partners, Inc. reports $59,588,224,670 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have MIO Partners, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for MIO Partners, Inc.: Regulatory assets under management: $31,528,461,000 in the October 2021 data and $59,588,224,670 in the October 2026 data, up 89%. Total employees: 175 in October 2021 and 287 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MIO Partners, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (915); pooled investment vehicles (other than investment companies and business development companies) (75); individuals (other than high net worth individuals) (60).

**Which custodians does MIO Partners, Inc. use?**
MIO Partners, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon as a custodian holding 10% or more of its separately managed account assets.

**Does MIO Partners, Inc. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108637

**What changed in MIO Partners, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 58 to 66. Regulatory assets under management went from $44,925,740,346 to $59,588,224,670 (+33%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $59,588,224,670
- Discretionary: $59,588,224,670
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 60 | $0 |
| High net worth individuals | 915 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 75 | $44,879,959,613 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $14,708,265,057 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 1992 (34 years)
- Employees: 287 total, 66 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108637

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Atlanta, GA
- Central
- West Palm Beach, FL

### Websites listed on Form ADV (Item 1.I)
- miopartners.com
- LinkedIn @mio-partners-inc.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $31,528,461,000 | 175 | July 29, 2021 |
| October 2022 | $41,519,615,501 | 190 | July 29, 2022 |
| October 2023 | $43,715,236,694 | 204 | May 8, 2023 |
| October 2024 | $47,797,281,465 | 225 | August 26, 2024 |
| October 2025 | $44,925,740,346 | 260 | March 28, 2025 |
| October 2026 | $59,588,224,670 | 287 | March 30, 2026 |

Regulatory assets under management: $31,528,461,000 in the October 2021 data and $59,588,224,670 in the October 2026 data, up 89%.
Total employees: 175 in October 2021 and 287 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 58 to 66.
- Regulatory assets under management went from $44,925,740,346 to $59,588,224,670 (+33%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MIO Partners, Inc. (CRD 108637): Form ADV filing data as of October 2026.