# Ministry Partners Securities, LLC

> Ministry Partners Securities, LLC is a state-registered investment advisory firm in Brea, CA, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 154349
- Filed as: MINISTRY PARTNERS SECURITIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brea, CA
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154349
- AdvisorCensus page: https://advisorcensus.com/firm/ministry-partners-securities-llc-brea-ca-154349

## Quick answers

**How is Ministry Partners Securities, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ministry Partners Securities, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ministry Partners Securities, LLC located?**
Ministry Partners Securities, LLC's principal office is in Brea, CA, according to its Form ADV.

**Is Ministry Partners Securities, LLC registered with the SEC or a state?**
Ministry Partners Securities, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 154349.

**How much does Ministry Partners Securities, LLC manage?**
Ministry Partners Securities, LLC reports $25,374,799 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**What types of clients does Ministry Partners Securities, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (80); high net worth individuals (43); charitable organizations (8).

**Does Ministry Partners Securities, LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154349

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $25,374,799
- Discretionary: $25,374,799
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 80 | $6,671,856 |
| High net worth individuals | 43 | $8,266,891 |
| Charitable organizations | 8 | $10,408,829 |
| Corporations or other businesses not listed above | 1 | $27,223 |

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, ID, IL, OH, OR, TN, TX
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154349

### Websites listed on Form ADV (Item 1.I)
- mpsecuritiesllc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ministry Partners Securities, LLC (CRD 154349): Form ADV filing data as of October 2026.