# Minichmacgregor Wealth Management, LLC

> Minichmacgregor Wealth Management, LLC is an SEC-registered investment advisory firm in Saratoga Springs, NY, registered since 2009, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 14, 2026.

- CRD: 151237
- Filed as: MINICHMACGREGOR WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Saratoga Springs, NY
- Filing period: October 2026
- Form ADV filing dated: May 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151237
- AdvisorCensus page: https://advisorcensus.com/firm/minichmacgregor-wealth-management-llc-saratoga-springs-ny-151237

## Quick answers

**How is Minichmacgregor Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Minichmacgregor Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Minichmacgregor Wealth Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 14, 2026 states: Asset-based fee: 0.5% to 2.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Minichmacgregor Wealth Management, LLC located?**
Minichmacgregor Wealth Management, LLC's principal office is in Saratoga Springs, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Minichmacgregor Wealth Management, LLC registered with the SEC or a state?**
Minichmacgregor Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151237.

**How much does Minichmacgregor Wealth Management, LLC manage?**
Minichmacgregor Wealth Management, LLC reports $722,877,131 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (100% discretionary).

**How have Minichmacgregor Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Minichmacgregor Wealth Management, LLC: Regulatory assets under management: $351,624,418 in the October 2021 data and $722,877,131 in the October 2026 data, up 106%. Total employees: 8 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Minichmacgregor Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (711); high net worth individuals (193); pension and profit sharing plans (but not the plan participants or government pension plans) (19).

**Which custodians does Minichmacgregor Wealth Management, LLC use?**
Minichmacgregor Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Minichmacgregor Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151237

**What changed in Minichmacgregor Wealth Management, LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 14, 2026)

- Asset-based fee: 0.5% to 2.5% a year (a range, as the brochure states it)

> Our annual fee for portfolio management services ranges from 0.50% to 2.50% depending on the market value of your assets under our management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $722,877,131
- Discretionary: $722,877,131
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 711 | $261,634,111 |
| High net worth individuals | 193 | $398,334,322 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 19 | $61,596,611 |
| Corporations or other businesses not listed above | 5 | $1,312,087 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, MA, MD, NC, NH, NY, PA, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Spring Green, WI

### Websites listed on Form ADV (Item 1.I)
- 401kadvicecenter.com
- jasonmacgregor.com
- minichmacgregor.com
- mmwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $351,624,418 | 8 | July 1, 2021 |
| October 2022 | $449,456,450 | 8 | June 1, 2022 |
| October 2023 | $406,048,101 | 9 | May 16, 2023 |
| October 2024 | $501,300,482 | 9 | August 2, 2024 |
| October 2025 | $630,016,934 | 10 | April 30, 2025 |
| October 2026 | $722,877,131 | 10 | May 14, 2026 |

Regulatory assets under management: $351,624,418 in the October 2021 data and $722,877,131 in the October 2026 data, up 106%.
Total employees: 8 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in PA.

### April 2026
- Regulatory assets under management went from $630,016,934 to $722,877,131 (+15%).

### January 2026
- No longer registered or notice-filed in CA.

### December 2025
- Registered or notice-filed in MD.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Minichmacgregor Wealth Management, LLC (CRD 151237): Form ADV filing data as of October 2026.