# Mindset Wealth Management, LLC > Mindset Wealth Management, LLC is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026. - CRD: 330384 - Filed as: MINDSET WEALTH MANAGEMENT, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Indianapolis, IN - Filing period: October 2026 - Form ADV filing dated: September 10, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330384 - AdvisorCensus page: https://advisorcensus.com/firm/mindset-wealth-management-llc-indianapolis-in-330384 ## Quick answers **How is Mindset Wealth Management, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Mindset Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management. **How much does Mindset Wealth Management, LLC charge?** Its Form ADV Part 2A brochure dated June 15, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Mindset Wealth Management, LLC located?** Mindset Wealth Management, LLC's principal office is in Indianapolis, IN, according to its Form ADV. **Is Mindset Wealth Management, LLC registered with the SEC or a state?** Mindset Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330384. **How much does Mindset Wealth Management, LLC manage?** Mindset Wealth Management, LLC reports $445,495,566 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary). **How have Mindset Wealth Management, LLC's assets and staff changed since 2024?** In the Form ADV data for Mindset Wealth Management, LLC: Regulatory assets under management: $205,710,044 in the October 2024 data and $445,495,566 in the October 2026 data, up 117%. Total employees: 4 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Mindset Wealth Management, LLC serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (189); individuals (other than high net worth individuals) (85); corporations or other businesses not listed above (3). **Which custodians does Mindset Wealth Management, LLC use?** Mindset Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Mindset Wealth Management, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330384 **Does Mindset Wealth Management, LLC state an account minimum?** Its Form ADV Part 2A brochure dated June 15, 2026 says: "The Firm does not impose a stated minimum fee but does require a minimum portfolio value for starting and maintaining an investment management relationship of $100,000, which may be waived at the Firm’s discretion." **What changed in Mindset Wealth Management, LLC's recent Form ADV filings?** In the August 2026 filing data: Registered or notice-filed in PA. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated June 15, 2026) - Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states) > Our annual fee ranges up to 1.5 % annually and is assessed and/or charged quarterly in advance, based on the beginning of quarter values. Fees are based on a percentage of assets under management. - Account minimum: $100,000 (the brochure says it may be waived or negotiated) > The Firm does not impose a stated minimum fee but does require a minimum portfolio value for starting and maintaining an investment management relationship of $100,000, which may be waived at the Firm’s discretion. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $445,495,566 - Discretionary: $445,495,566 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 85 | $11,715,062 | | High net worth individuals | 189 | $276,284,225 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 3 | $157,496,279 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2024 (2 years) - Employees: 4 total, 4 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CO, IL, IN, LA, PA, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - mindsetwealthmanagement.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2024 | $205,710,044 | 4 | September 20, 2024 | | October 2025 | $323,391,492 | 4 | March 26, 2025 | | October 2026 | $445,495,566 | 4 | September 10, 2026 | Regulatory assets under management: $205,710,044 in the October 2024 data and $445,495,566 in the October 2026 data, up 117%. Total employees: 4 in October 2024 and 4 in October 2026. ## Changes in the filing (last 12 months) ### August 2026 - Registered or notice-filed in PA. ### July 2026 - Updated its list of owners and control persons (Schedule A). ### March 2026 - Regulatory assets under management went from $323,391,492 to $445,495,566 (+38%). - Updated its list of owners and control persons (Schedule A). ### December 2025 - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mindset Wealth Management, LLC (CRD 330384): Form ADV filing data as of October 2026.