# Mindset Asset Management, LLC

> Mindset Asset Management, LLC is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 338530
- Filed as: MINDSET ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338530
- AdvisorCensus page: https://advisorcensus.com/firm/mindset-asset-management-llc-indianapolis-in-338530

## Quick answers

**How is Mindset Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mindset Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**How much does Mindset Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated June 15, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mindset Asset Management, LLC located?**
Mindset Asset Management, LLC's principal office is in Indianapolis, IN, according to its Form ADV.

**Is Mindset Asset Management, LLC registered with the SEC or a state?**
Mindset Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338530.

**How much does Mindset Asset Management, LLC manage?**
Mindset Asset Management, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 26, 2026.

**Does Mindset Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338530

**Does Mindset Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 15, 2026 says: "The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."

**What changed in Mindset Asset Management, LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 15, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Our annual fee ranges up to 1% annually and is assessed and/or charged quarterly in advance, based on the value at the end of the billing period . Fees are based on a percentage of assets under management .

> Mindset offers services on a fee basis, which may include fees based on assets under management or advisement, hourly, or one-time consulting.

- Account minimum: None

> The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.

- Minimum annual fee: None

> The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mindset-am.com

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mindset Asset Management, LLC (CRD 338530): Form ADV filing data as of October 2026.